Fits of cosmic microwave background (CMB) and DESI baryon acoustic oscillation (BAO) data in which the electron mass at recombination is a free parameter prefer it heavier than in the laboratory: comes out between and , with uncertainties of about (section 1). We ask whether a scalar field on which depends can produce a positive , and find two obstructions. First, suppose adiabatically follows a minimum of its effective potential, and the only sources of that potential besides its bare potential are Standard Model (SM) particles whose masses do not decrease when increases. Then at any earlier epoch is at most its value today, so (section 3). A field that tracks its minimum takes different values in environments of different density, so it matters which environment sets the laboratory value; the statement assumes it is one less dense than the recombination plasma.
Second, a light field whose coupling does not vary along its path is limited by the MICROSCOPE test of the equivalence principle to at the level. A shift then requires the field to move by about since recombination, while its kinetic energy allows at most , where is the field’s mean share of the total energy density in kinetic form. Hence at (section 4).
Three routes are not covered: fields that do not track a minimum (frozen by Hubble friction, with couplings quadratic in ), fields that are also sourced by dark matter, for which the same argument requires the dark matter to have been lighter at recombination by a fraction of at least , and fields that track the local density today (section 5).
Full likelihood analyses that free at recombination find values above the laboratory one once DESI BAO are included [ACT DR6] [Toda–Seto] [Weiner]. Weiner finds a time-varying electron mass to be the most effective of the high-redshift modifications he considers at removing the geometric information on the neutrino mass sum, which is what drives the BAO preference for a negative sum. Baryakhtar, Simon and Weiner studied the cosmology of hyperlight scalars that modulate and the fine-structure constant [BSW 2024]. In a second paper [BSW 2025] (their eqs. 2.25–2.30) they computed the in-medium potential that SM particles give such a scalar, proportional to the trace of each species’ stress tensor, and found that for positive quadratic couplings it gives the field a positive in-medium mass, which drives it towards the symmetric point , where is smallest, and can do so before recombination. Ghosh, Boddy and Yu constrained ultralight dark matter whose quadratic couplings modulate and the fine-structure constant [GBY]. Smith, Mylova, van de Bruck, Burgess and Di Valentino fitted an axio-dilaton model in which particle masses depend on the dilaton, and found that the data prefer couplings large enough to have been detected in solar-system tests [Smith et al.]. The sections below turn the in-medium sign found by BSW into a statement about any field that tracks a minimum, whatever its bare potential, extend it to fields also sourced by dark matter, and add an excursion bound for linear couplings.
Familiarity with the thermodynamics of ideal quantum gases and with scalar fifth forces is assumed. We use natural units and the reduced Planck mass .
1. The value of δ that the data prefer
Hydrogen recombines when the photon temperature falls to a fixed fraction of the atomic binding energy, which is proportional to . A heavier electron therefore makes recombination happen earlier, at a larger redshift , and shrinks the sound horizon that sets the BAO scale. Published fits with free give:
| data | (%) |
|---|---|
| Planck + ACT DR6 + CMB lensing + DESI DR1 BAO [ACT DR6] | |
| the same + type Ia supernovae [ACT DR6] | |
| ACT DR6 + Planck () + lensing + DESI DR2 BAO + supernovae [Toda–Seto] | |
| Planck + ACT + SPT + DESI DR2 BAO [Weiner] |
A simpler fit, of DESI DR2 BAO together with a Gaussian prior on the CMB acoustic angle and the baryon and cold-dark-matter densities in place of the full CMB likelihood, and without CMB lensing (the setup of section 5 of an earlier note), gives with the neutrino mass sum fixed at its minimal normal-ordering value . With fixed, the same data prefer an unphysical negative neutrino mass sum; a heavier electron at recombination absorbs that preference. The published values are lower; we have not tested which ingredients of the full likelihoods (the full CMB spectra, and in some fits CMB lensing) account for the difference. Below we keep as a parameter and evaluate the bounds over this range.
2. A scalar field in the plasma
Let depend on a homogeneous scalar field with bare potential . Before stating anything general we look at the simplest case.
Example 1. Take and , with large enough that the field stays at the minimum of its effective potential. A gas of non-relativistic electrons of number density adds its rest-mass energy , so the effective potential is . At the minimum, , so has the sign opposite to and
The sign of the coupling drops out, because it enters squared. The denser the gas, the lighter the electron.
The point of the example is that the field moves so as to lower the energy of the matter it is immersed in, and matter of a given composition has less energy when its constituents are lighter. This is Le Chatelier’s principle applied to a coupling constant. The general statement needs two ingredients: the derivative of the free energy of a relativistic plasma with respect to a mass, and a comparison argument that does not depend on the shape of .
For the first, consider an ideal gas of one species of mass with internal states, in kinetic equilibrium at temperature and chemical potential , with occupation , . Write . Its energy density and pressure are and . We call
the scalar density of the species; it is the thermal expectation value of for a fermion. The equality follows from . The scalar density is positive whenever the species is present, and in the non-relativistic limit.
Lemma 1 (mass derivative of the free energy). Let be the Helmholtz free energy density of the gas at fixed temperature and number density. Then
For a mixture of ideal gases whose masses depend on , , both at fixed composition and at chemical equilibrium.
Proof. The grand potential density is with , and differentiating under the integral with gives . Integration by parts in turns the logarithm into , which is the expression for used above. The free energy is with determined by ; since , the derivative at fixed equals the derivative of at fixed , which is . For a mixture, the chain rule gives the sum. At chemical equilibrium the composition minimises at fixed conserved charges, so by the same envelope argument its variation with does not contribute.
In the cosmological plasma the species that depend on are free electrons and positrons, with , and hydrogen and helium atoms and ions with bound electrons. A bound level of binding energy scales as , so its mass has , which for hydrogen in its ground state is . We neglect Coulomb corrections to the ideal-gas free energy; at recombination the plasma is extremely weakly coupled. If nuclei, photons and neutrinos do not depend on , every term in Lemma 1 is non-negative. We call the sum
the electron scalar density; it counts free and bound electrons, the latter with weight , and is positive whenever electrons are present.
3. The sign rule
We now state what “tracking” means and compare two epochs. A state of the plasma is specified by its temperature, its conserved densities (baryon number, charge, lepton number) and its composition, that is, its ionisation fractions. The composition may be the equilibrium one or, as after recombination, a frozen-out one; by Lemma 1 the argument below is the same in both cases. We write for its free energy density when the masses are evaluated at , and
for the effective potential of in that state. This treats as a background parameter of the plasma, as the finite-temperature effective potential does; the derivative of reproduces the source term in the field equation. Cosmological evolution conserves entropy rather than temperature, but this does not change the stationarity condition: by the same Maxwell relation, at fixed entropy and particle number also equals . Nor does the field’s response heat or cool the plasma appreciably, since the photons, which do not couple to , dominate its heat capacity. The hypotheses are:
- (T1) Tracking. In each state that we compare, sits at a global minimiser of . (Proposition 1 below replaces this by a continuous branch of local minima.)
- (T2) SM sources only. Apart from , the only -dependence of comes from SM species whose masses are non-decreasing functions of . A field that changes only qualifies. So does a Higgs portal, which changes all masses through the Higgs vacuum value, provided every mass it affects increases with that value.
- (T3) More matter in the past. At every between the two values of being compared, is larger in the earlier state than in the later one. For a field that changes only , is the electron scalar density; for a Higgs portal it also contains the scalar densities of the nucleons weighted by .
Theorem 1 (comparison). Let and be global minimisers of and . Then
Under (T2) and (T3), .
Proof. Minimality gives and . Adding the two inequalities cancels and gives (2). Under (T2), depends on only through ; call it . By Lemma 1, , where the superscript labels the state; it is positive by (T3). If , then , contradicting (2).
Nothing in the proof uses the shape of , the size of the coupling or the number of components of . The physical content is in Lemma 1, which fixes the sign of , and in (T3), which says which state has more of the matter that prefers light electrons. Global minimality is a strong reading of “tracking”. The same conclusion holds for a field that follows a local minimum continuously.
Proposition 1 (local tracking). Let label a continuous sequence of states running from today () back to an earlier epoch (), and let be a continuously differentiable branch of non-degenerate local minima, and , for a single-component field. Under (T2), if at fixed does not decrease with , then is non-increasing in .
Proof. Differentiating along the branch gives . By Lemma 1 and (T2), , so . Hence
The branch can end where , after which the field jumps and no longer tracks; Theorem 1 covers jumps between global minima.
Hypothesis (T3) in cosmology
After electron–positron annihilation the net number of electrons is conserved, so their number density scales as , and in the non-relativistic regime their scalar density is . At recombination , so the correction is negligible against the factor that separates any redshift from today. Before and during annihilation the pairs add to it. If also contains nucleon terms, as for a Higgs portal, these grow into the past in the same way, since nucleons are non-relativistic over the whole range considered and their number density scales as . We have checked numerically, for a free electron–positron gas with the observed baryon asymmetry and , that the scalar density at increases monotonically with temperature from today’s K up to MeV. Today’s cosmic mean is ; at last scattering, , it is (free and bound electrons together).
Which state is “today”
The theorem compares tracked values in two homogeneous states. The value of measured in a laboratory is the tracked value for whatever environment the field responds to there. Theorem 1 gives , that is , provided that this environment has an electron scalar density below . This holds if the field responds to the cosmic mean, or to the mean density of the Galaxy, which near the Sun is of order a few nucleons per counting stars and gas together. It fails if the field tracks the density of the Earth or of the laboratory itself, as screened fields of chameleon or symmetron type do [Khoury–Weltman] [Hinterbichler–Khoury]. We return to that case in section 5.
Corollary 1. Assume (T1)–(T3), and that the laboratory value of is set by an environment less dense than the recombination plasma. Then every field that changes gives . Subject to the same proviso on the environment, this includes couplings of symmetron or chameleon type to the electron density, with either sign of the coupling, the response of the field to the trace of the electron–positron plasma during annihilation, and a Higgs portal under the proviso in (T2).
The fits of section 1 place between and standard deviations below their central values, depending on the data combination.
4. Linear couplings and the excursion they need
Fields that do not track a minimum escape Theorem 1. A light field that is frozen at early times and released later can move in either direction. For such fields the obstruction is different: the field must still reach today’s value, and if its coupling to electrons is the same along the way, that value is constrained by tests of the equivalence principle.
Write evaluated today. If is light enough to mediate a force over the size of the Earth, eV, it produces a composition-dependent acceleration. A body of mass containing electrons has scalar charge , if only the electron rest mass depends on . Scalar exchange between two bodies and gives the attractive force , while gravity gives . The ratio is , where is the electron mass fraction, with the atomic number and the mass number. The Eötvös parameter for two test masses falling towards the Earth () is therefore
MICROSCOPE measured [MICROSCOPE]. We use , twice the quadrature sum of the errors. This ignores the negative central value, which would tighten the bound, since (3) is positive. With , , and the bulk-Earth value , (3) gives
Treating the test masses as the titanium and platinum alloys actually flown, rather than as pure elements, loosens the bound by about 3%; varying between and changes it by less than 2%. The bound scales as : at () it is , and at it is .
If does not vary along the field’s path, , where . More generally, if never exceeds its present value along the path, . The required excursion is
How far can the field move? Its kinetic energy density is , and its share of the total energy density is . If space is flat or negatively curved and the potential and all other components have non-negative energy density, the Friedmann equation gives . With as time variable, . Integrating from last scattering to today, over e-folds, and applying the Cauchy–Schwarz inequality,
where is the average of over e-folds. Combining (4) with the required excursion gives
For the values of section 1 (a required above 1 is impossible under the stated assumptions, so the first row is excluded outright at ):
| (%) | required | required |
|---|---|---|
| 1.15 | 20.4 | 1.42 |
| 0.96 | 17.1 | 0.99 |
| 0.78 | 13.9 | 0.66 |
| 0.76 | 13.5 | 0.62 |
| 0.63 | 11.2 | 0.43 |
At the MICROSCOPE level, values of above are excluded outright for this class. Since the ceiling on scales as , it is at and at ; the table uses the bound. The lower central values are not excluded by (4) alone, but require the field’s kinetic energy to carry, on average over the e-folds since recombination, between 40% and 70% of the total energy density, during an interval that the CMB and BAO describe as dominated by matter. A heuristic estimate makes this concrete. Suppose the expansion history is that of CDM with , and the kinetic energy of the field is confined to the share that occupies, . Then the middle expression in (4) gives and .
The excursion bound does not use tracking, and so it also applies to the frozen-then-released fields that Theorem 1 does not cover, as long as their coupling is linear and their mass today is small enough for the MICROSCOPE bound to apply.
5. Routes not covered by sections 3 and 4
Each route to that survives sections 3 and 4 gives up one of the hypotheses.
Fields that do not track and have no linear coupling today
If with today, then and the bound (3) is empty. An SM source cannot displace from zero, since any displacement raises , which Theorem 1 forbids. A positive then needs a field that is held away from zero by Hubble friction and later oscillates about it, with set by its initial value . This class has been studied in detail [BSW 2024] [BSW 2025] [GBY]. The oscillating field contributes a matter-like energy density at late times, which BSW identify as a “late dark matter” degeneracy in the cosmological fits. Its residual oscillation today modulates in time, which atomic clocks constrain. Those constraints are outside the scope of this note.
Fields also sourced by dark matter
If also changes the mass of a non-relativistic dark-matter particle, (T2) fails, but under (T1) the inequality (2) still holds. Take both electrons and dark matter non-relativistic and neglect thermal corrections, so that up to -independent terms, with both densities scaling as . Then (2) reads , where denotes the value at redshift minus that today, so that
with and the present rest-mass densities. For , and , . A heavier electron at recombination requires the dark matter to have been lighter then by a fraction of at least , which is at . A field of this kind whose coupling saturates at high density, for example, would produce a step in at the redshift where the dark-matter density crosses a threshold. Whether such a model fits the full CMB is open, as are its consequences for nucleosynthesis, where would be shifted by the same amount.
Fields that track the local density today
If the field responds to the density of the Earth or of the laboratory, Theorem 1 compares the recombination plasma with that environment, which is far denser, and allows . Applied to pairs of environments of similar composition, the same theorem orders them by electron scalar density: in any environment less dense than the recombination plasma, , is at least , and so at least . Spectroscopy of absorbing gas measures the proton-to-electron mass ratio in environments other than the laboratory. Methanol absorption in the lens towards PKS1830−211 at limits its fractional change to at [Kanekar et al.], and ammonia and cyanopolyyne lines in Galactic dark clouds limit it to at [Levshakov et al.]. Both are far below , so they bear on this route if the absorbing gas has an electron density below about , counting electrons bound in molecules, on the scale to which the field responds. Molecular clouds are typically denser than this, in which case the theorem only gives there and these limits do not apply directly. Which case holds for these absorbers remains to be determined; we have also not checked whether a field with this behaviour can satisfy fifth-force and equivalence-principle bounds.
6. Limitations and open questions
Theorem 1 is exact for ideal-gas thermodynamics and global tracking, and Proposition 1 for a continuous branch of local minima. Both treat as homogeneous and neglect its own gradient and kinetic energy in the definition of tracking; a field that lags behind its minimum is between the tracking and frozen cases and is not covered by either section 3 or section 4 unless its coupling is linear. Hypothesis (T2) excludes fields that also change the fine-structure constant or nucleon masses in a direction opposite to ; for those, (2) still holds but does not fix the sign of .
The excursion bound rests on the MICROSCOPE result, on an electron-only coupling (a coupling to nucleons as well changes (3) and is not considered), and on a coupling that does not grow along the path. A path along which grows from a small value today is the quadratic class of section 5 with a small displacement of today’s minimum from the symmetric point; we have not scanned this intermediate case. The heuristic assumes a CDM expansion history and is not a bound derived from data.
The target values of come from fits that vary by hand at recombination, with no field dynamics. A field model also changes at other epochs, in particular during nucleosynthesis, and adds its own energy density; fitting any of the field models of section 5 to the data would require modelling all of these.
References
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