Holographic cosmology computes the primordial power spectrum from the stress-tensor two-point function of a three-dimensional gauge theory with many matter fields. Its two-loop form fits Planck temperature data at multipoles , and perturbation theory fails below. When all scalars are conformally coupled and the quartic and Yukawa couplings are negligible (hypotheses (A1)–(A3) of section 2), the leading order in the number of matter fields is a gauge loop whose gluon lines carry chains of matter bubbles. We compute it in closed form up to one numerical function. The logarithm that drives the two-loop running stops growing below a crossover multipole ( for the fit to all multipoles; the logarithm is frozen below ), and the spectrum at depends on the same three parameters as at high . The values fitted to give an spectrum that fits worse than CDM, by 18.5 in (section 6), so the high multipoles do not predict the low ones in this family.
Positivity of the resummed spectrum at all wavenumbers bounds , the gauge field plus the scalars with curvature couplings , each weighted by . The bound is , where is one of the fitted parameters (section 5). For the mixed correlators of the gauge and scalar parts of the trace are not computed here, so the bound holds within a model of them, and it extrapolates the resummed form to , beyond the range in which the resummation is controlled. Over the published one-standard-deviation ranges of it gives to , that is a weighted scalar count of at most about to . In the model this excludes the explicit solution with given with the theory.
A fit of the resummed spectrum to the Planck temperature data at all multipoles, with a compressed likelihood and the background held at its Planck value, is worse than CDM by about 5 in although it has one more free parameter, and gives a quadrupole times the CDM value (section 6). The 18.5 and the 5 come from an approximate likelihood.
The framework is due to McFadden and Skenderis [MS09], [MS10]. Afshordi, Corianò, Delle Rose, Gould and Skenderis [ACDGS] used the two-loop coefficients computed by Corianò, Delle Rose and Skenderis [CDS] to fit Planck 2015 data. They found the fit at all multipoles disfavoured relative to CDM with running and attributed this to the breakdown of perturbation theory at ; Afshordi, Gould and Skenderis [AGS] repeated the analysis in more detail. The dressing of a three-dimensional gauge field by many matter fields is standard, and Giombi, Tarnopolsky and Klebanov [GTK] use it to compute the stress-tensor two-point coefficient of conformal QED at the infrared fixed point to next-to-leading order in . What is new here is the crossover function of the trace correlator between the perturbative and infrared regimes (section 3), from which the spectrum, the positivity bound and the temperature refit follow.
1. The holographic dictionary and the two-loop spectrum
In holographic cosmology [MS09] the early universe is described by a three-dimensional quantum field theory on the spatial slice, not by quantum fields on an inflating background. The wave function of the universe as a functional of the spatial metric is identified with the generating functional of this dual theory (its partition function with the metric as a source), so correlators of the dual stress tensor determine those of the cosmological perturbations. For the scalar perturbation the operator is the trace , and the power spectrum is, up to a numerical factor, the inverse of the two-point function of : a large correlator means a small spectrum.
In the model of [ACDGS] the dual theory is SU() Yang–Mills theory in three Euclidean dimensions coupled to real scalars and two-component Dirac fermions, all in the adjoint representation. Scalars couple to the background curvature with parameters , and is conformal coupling in three dimensions. The Yang–Mills coupling has the dimension of a mass, so the theory is super-renormalisable. Its dimensionless coupling at momentum is the ‘t Hooft coupling , small at large (short distances, high multipoles) and growing towards the infrared (low multipoles). The failure of perturbation theory at low is this growth.
Up to local terms the two-point function of the trace has the form , where is the comoving wavenumber of the cosmological perturbation. The dictionary, in the form used in [ACDGS], gives the curvature power spectrum
In perturbation theory [ACDGS], [CDS],
The “1” in is the gauge field. Each scalar contributes , which vanishes at conformal coupling, and fermions do not contribute to . Without Yukawa couplings the published coefficient is ([ACDGS], eq. (8), with )
The spectrum is fitted in the form obtained by truncating at first order. With the pivot and the definitions and , equation (1) becomes
where the fits have , that is . The three parameters replace the amplitude and tilt of CDM. With this pivot the range of the ‘t Hooft coupling quoted in [ACDGS] for its explicit solution (section 5), where it is written , is reproduced: between and . The fits to Planck 2015 data in [ACDGS], Table 1, give and for , and and for all multipoles.
Multipoles and wavenumbers are related by , where is the comoving distance to last scattering at for the Planck 2018 parameters of Table 2 of [Planck VI]. At the quadrupole the fit has , so (4) lies outside its range of validity. Extrapolated anyway, it gives a quadrupole times the CDM value (section 6 describes the comparison).
2. The expansion parameter is the number of fields
The two-loop term in (2) is large at low although the ‘t Hooft coupling there is small. The tensor-to-scalar ratio of the model is with [ACDGS]. If the tensor spectrum is close to a power law at the scales probed by BICEP/Keck, the bound [BK18] requires when ; the tree-level tensor spectrum of the model need not be a power law, and we take as the regime of interest. With (3), at , and at for the parameter sets with used below. The two-loop correction is large because counts all the matter fields, while counts only the gauge field.
Each matter field contributes to the one-loop vacuum polarisation of the gluon, and this fixes the relevant limit. For a field of unit charge in three dimensions, a complex scalar and a two-component Dirac fermion each give the transverse self-energy . For the scalar the polarisation tensor has the form , so its trace is . In dimensional regularisation the trace is , and leaves , from the bubble . Hence in magnitude. The fermion trace, with in three dimensions and , gives the same. For adjoint fields the charge factor is , and a real adjoint scalar counts half of a complex one. This reproduces the relative weights of fermions and scalars in (3). The chain of these bubbles gives the dressed gluon propagator, in a normalisation where the free propagator is ,
Each bubble is suppressed by and enhanced by the number of fields, so at fixed the bubble chain is leading order in . We therefore expand in at fixed . With and (3), with
which for lies within of its limit . The crossover lies at .
| symbol | meaning | size |
|---|---|---|
| pivot wavenumber, | ||
| ‘t Hooft coupling | small at all observed | |
| two-loop expansion parameter, eq. (4) | large at low | |
| wavenumber at which the bubble term equals the tree term in , eq. (5) | ||
| variable of the resummation | of order 1 at | |
| ratio of the two scales, eq. (6) |
We assume from here on: (A1) all scalars are conformally coupled, , so that ; (A2) the Yukawa couplings vanish; (A3) the quartic couplings are small enough that their own bubble chains, and the quartic term in the trace itself, can be neglected. At the quartic couplings drop out of the constant term of the two-loop result at the order considered (the constant of [ACDGS] contains them only through ). A flavour-singlet quartic coupling would nevertheless generate a chain of scalar bubbles at a scale proportional to its coupling times and could alter the low- spectrum; (A3) excludes this.
3. The resummed trace correlator
Under (A1)–(A3) the kinetic terms of the scalars and fermions are conformal, and the parts of built from them vanish on the equations of motion, so their insertions in correlators produce only contact terms. The quartic term of does not vanish on the equations of motion; it is neglected under (A3). The trace is then the gauge-field term in the normalisation of (5), whose free two-point function is the “1” in . At leading order in the trace correlator is the one-loop diagram of with both gluon lines replaced by . That no other diagram contributes at this order rests on power counting and is not proved here. With the propagator (5), each additional gluon exchange or matter loop attached to the two gluon lines costs a factor at every , including , where . The pure-gauge two-loop term, the “” in (3), is of this kind. The counting fails when some scalar has : then has a matter part, the mixed correlators are of the same order as the gauge loop, and they are not included. This is why the controlled case is .
The expansion to first order in
The expansion in can be done in closed form, and it fixes the normalisation before the full function is computed.
Proposition 1 (two-loop logarithm). Let be the trace correlator of one gauge-group component with the propagator (5), normalised so that the free propagator is ; at large the correlator of the theory is times this, which gives for . To first order in its non-analytic part is
where the dots stand for terms analytic in and terms of order . Equivalently, the ratio obeys with .
Proof. The correlator of involves only the transverse part of the gluon propagator, so we may use with the Fourier transform of . Expanding and transforming,
since and the transform of is ; the constant drops out of . Then , and Wick’s theorem gives . For a radial we have with and the separation, and the sum over indices reduces to
For the above, with no term, and . Therefore
In three dimensions the Fourier transform of is . At this is , so the first term gives . At we have and , so the transform is plus a local term. The second term therefore gives plus a local term. At fixed , , and the first piece is analytic in . Dividing by gives .
The first term reproduces the normalisation per unit of . For the logarithm, translate back to (2): with , the term contributes with . This is the matter-dependent part of the published coefficient (3) at ; the pure-gauge of (3), of relative order , is not reproduced. Here comes from the gauge loop alone and the bubble coefficients and from the one-loop vacuum polarisation. At the matter-dependent part of the two-loop logarithm is therefore the self-energy insertion.
For a scalar with general the published coefficient in (3) is per scalar, against the dressing value . The difference vanishes only at ; it is at , where the dressing accounts for a quarter of the published coefficient, and at . The remainder comes from diagrams that mix and . The check concerns only the first order in , while the low- spectrum depends on , where the full function is needed.
The contact term
The full calculation produces a term independent of , which in would appear as a multiple of and would dominate at small . It does not enter the power spectrum, which is computed from the spin-0 form factor in the decomposition of the transverse part of the correlator ([CDS], eq. (5.3)). Here and ; away from contact terms .
Lemma 1 (no constant in ). A term in independent of does not contribute to .
Proof. A term independent of is local and has no derivatives. By diffeomorphism invariance the only such term in the generating functional is , with the background metric of the dual theory. Its second variation at flat space is . Projecting each index with gives , so its transverse part lies entirely in .
The constant is present in the full trace , with weight , where it belongs to the Ward identity involving . In the loop calculation below we subtract it, which is the choice of subtraction scheme.
The full crossover
The dressed propagator has a positive spectral representation over a mass ,
as follows from with . This reduces the dressed loop to a superposition, over masses , of loops with two massive vector propagators. For gluon momenta and the field-strength correlators are , and the product of the two, summed over indices in dimensions, is . With and the numerator is
Write and , so that and . The part of that contains neither nor is its value at , , namely . Every other term cancels one propagator and leaves a one-propagator integral, which is a polynomial in of degree at most one; such terms are local and are removed by the subtractions below. The remaining integral is the three-dimensional bubble
With the prefactor from Wick’s theorem, plus polynomial terms. Dividing by ,
where and are the coefficients of and in the expansion of about . As , tends to a delta function at and . The first subtraction implements ; the second removes a local term , whose coefficient is a logarithmically divergent renormalisation constant. The subtracted integrand is at small and at large masses, and the integral converges absolutely.
We evaluated (8) by quadrature and, independently, in position space. In the latter, with , the exact propagator is , the correlator is (7), and
where the last two terms in the bracket are the same two subtractions. The two evaluations agree for .
| 0.98704 | 0.91958 | 0.64439 | 0.19920 | 0.026346 | 0.0027272 |
At small we write . A numerical fit over gives , which agrees with . Over the function decreases monotonically from 1 and stays positive, and approaches at .
This large- tail is a local term. Once the correlator falls as instead of , so has no term at , and the first term of its expansion in is the analytic term with coefficient in units . A finite curvature-squared counterterm adds an arbitrary multiple of this term, so its coefficient depends on the scheme.
Beyond the tail, the first non-analytic term is , that is , which is subleading to the tail. In this scheme the large- expansion has neither a constant nor a term linear in .
The subtraction in (8) is arbitrary up to a term linear in , since that term is the local counterterm , and this term is absorbed in the fitted in section 4. What remains predictive is the shape of . A counterterm adds to at all . It shifts the small- slope to , and it gives the coefficient of the term linear in at large (the tail is a different term; in the scheme of (8)) the value . The difference is therefore scheme independent, and so is
Near the logarithm in stops growing.
4. The resummed spectrum
The physical is plus the local term, that is, plus a multiple of . Matching to the fitted form (4) at small , where for (using ), fixes the local term to . Hence, for and at its limit (6) for large ,
For , (10) reduces to up to . For , : the logarithm of (4) is frozen at its value at , the scale , and the tree term has switched off. The low- spectrum is therefore a function of alone, the parameters that describe the high multipoles. The colour number and the split between and drop out at leading order. The values fitted to do not describe (section 6).
For we use a model in which the extra non-conformal scalars contribute only to the tree term and the gauge bubble carries the whole two-loop logarithm. Keeping the coefficient of equal to 1, as in (4), requires replacing by , since the gauge loop enters with weight and . This equals at , and the same matching gives
This omits the mixed diagrams of section 3, so (11) is a model of the theory at that is not derived from it.
5. Positivity and the weighted number of non-conformal scalars
A power spectrum is positive, so must be positive at every , including scales far outside the observed range.
Proposition 2 (positivity bound within the model (11)). Let and assume, as found numerically in section 3, that and that is bounded on . Then the spectrum (11) is positive for all if and only if , that is,
Proof. Each term of is non-negative when , and the second is strictly positive, so . If , the last term tends to as while the others stay bounded, so at small enough .
The resummation is controlled for , that is , with for . For the fitted parameters this corresponds to . The condition “positive for all ” extrapolates (11) to , beyond that range, and for close to the bound the sign change would lie at arbitrarily large . Equation (12) is a condition on the extrapolated form; a non-perturbative treatment at could change it. The finite-range statements below do not use the extrapolation.
For , (12) requires , which every published fit satisfies. For larger , (12) holds within the model (11). Since is the weighted count of non-conformal scalars, the bound on that count is . For several values of :
| 0.638 | 0.877 | 1.014 | 1.112 | 1.22 | 2.0 | 3.5 | |
|---|---|---|---|---|---|---|---|
| 1.64 | 2.08 | 2.38 | 2.63 | 2.93 | 6.4 | 28.6 | |
| 0.64 | 1.08 | 1.38 | 1.63 | 1.93 | 5.4 | 27.6 |
The first and fifth entries are the lower and upper ends of the one-standard-deviation ranges of the two fits of [ACDGS] combined ( and ), so over those ranges to . The second and third are the central values of those fits, the fourth is the all- refit of section 6, and is the upper end of the prior range used in [AGS]. A violation, when it occurs, can lie outside the observed range: at the parameters of the refit, makes negative only below , below and below .
The explicit solution of [ACDGS] takes scalars with a common chosen so that , no fermions and a quartic coupling , and finds from the observed and the values and . For large the tensor-to-scalar ratio is , so means (). Then and, from (3), , as quoted there (). The exact relation with gives instead; the conclusions below do not change. Within the model (11), positivity requires , far outside the fitted range and outside the prior range used in [AGS].
The model understates the coupling of this solution: equation (6) gives , against assumed in (11). Independently of (11), the scale of the gluon self-energy does not depend on , so the gauge loop of this solution is dressed for , that is for with . The two-loop form on which the parameters of the solution were fitted does not apply to the gauge loop below that multipole. If the tensor spectrum is close to a power law at the BICEP/Keck scales, the ratio of this solution is also above the bound [BK18].
6. Comparison with Planck temperature data
This section is numerical and approximate; only differences between models are meaningful.
The data are the Planck 2018 temperature power spectrum [Planck V]: for the Commander estimates (from the component-separated low-multipole temperature map), and for the unbinned estimates with their per-multipole errors. The background is fixed at the base CDM values of [Planck VI], Table 2 (TT,TE,EE+lowE+lensing): , , , , with massive neutrinos of . The are computed from the line-of-sight transfer functions of a Boltzmann code, which are linear in the primordial spectrum, and lensing is included as the CDM ratio of lensed to unlensed spectra.
For the likelihood is the full-sky form for a single multipole, scaled by a sky fraction , , which approximates the Planck low- likelihood; for it is a diagonal with the published errors. CDM has free, and the holographic models have free with positivity at all imposed. In the table, is the value of at the best-fit parameters of each row minus that of the CDM best fit (), summed over ; the brackets split the sum at .
| model | total [, ] | |||
|---|---|---|---|---|
| resummed (10), | 1.112 | [, ] | 0.565 | |
| resummed (11), | 1.326 | [, ] | 0.591 | |
| two-loop form (4), all | 0.832 | [, ] | 0.534 | |
| resummed, , fitted to only | 1.284 | [, ] | 0.359 |
The row requires one non-conformally coupled scalar with , for which the resummation is incomplete, and is shown for comparison only. Using instead the published values of and and fitting only the amplitude, the two-loop form worsens the fit by with , and the resummed form by with . The two forms differ by more than 10% of the two-loop spectrum below , so the fit has to be redone with the resummed spectrum, as in the last row.
For the refit has , that is , and the predicted temperature spectrum relative to CDM at is
The observed quadrupole is of the CDM value and of the resummed prediction, so the model moves towards the data without reaching it. The cost, , is shared between low and high multipoles ( and ). The resummed model has one more free parameter than CDM and is nevertheless worse by about 5. It is not nested in CDM, so measures the relative quality of two fits and is not a significance of preference.
The last row of the table tests whether the parameters fitted to the high multipoles, inserted in the resummed spectrum of section 4, also give the low- spectrum. They do not: parameters fitted to alone cost only on , but give a quadrupole ratio and worsen the fit at by , so the suppression is overshot. The values fitted to are not those that fit all multipoles.
The total at , minimised over the other two parameters at each fixed , is
| 0.5 | 0.7 | 0.85 | 0.95 | 1.112 | 1.25 | 1.4 | 1.6 | |
|---|---|---|---|---|---|---|---|---|
| 14.8 | 10.9 | 7.8 | 6.1 | 5.0 | 5.8 | 7.9 | 11.9 |
It gives at one unit above the minimum, so the bound (12) is ( to ) there, and the weighted scalar count is at most ( to ).
The background was held fixed, and are partly degenerate with the spectral shape at , so freeing them could change the gap. A fit to the full Planck temperature and polarisation likelihood with the background free is needed to turn these numbers into a significance.
7. The running of the tilt at the pivot
The form (4) predicts relations among the logarithmic derivatives of with respect to : the tilt , its running and the running of the running . They bear on the high multipoles, where , and test (4) for any parameters.
Remark 1 (relation among the runnings). To first order in , the spectrum (4) has , and , with , and hence
wherever the first-order form holds, for all values of and .
Proof. To first order, . Write . Then and , so and , hence . The left side of (13) is , which vanishes because annihilates and annihilates the constant. The individual expressions follow by differentiating three times.
At the pivot, finite differences of for the full forms give , and for the resummed spectrum (10) at the refit. For (10) at the published values they give , and , and for the two-loop form (4) at those values , and . The pivot lies at , where the full forms differ from the first-order form by terms of higher order in , so (13) holds there up to such terms. The ratio is at first order, to for to , and to from the full forms. The value quoted in [AGS] is the limit . A measurement of tests (13) wherever the first-order form holds.
8. Mixed diagrams, power counting and the likelihood
The mixed correlators at , once computed, would replace the model (11) and fix , which could move in either direction.
A diagram-by-diagram power counting to all orders would settle section 3. If the counting holds, the corrections to the gauge loop are of relative order at .
A closed-form evaluation of (8) would turn the value , and hence , into a derived constant; none is known. The positivity of and the boundedness of are established numerically for and are not proved.
Data from ACT and SPT at high would test the form (4) beyond the multipoles used here.
References
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