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Where a preferred frame leaks into low-energy physics

Status
Proved: symmetry counts for compact groups, helicity statements under (B1) to (B3), supersymmetry statements for the stated algebra, absence of an invariant probability measure on frames, the one-loop coefficient for a scalar-line regulator, monomial supports of code Hamiltonians. Exact rational linear algebra: Table 1 and the dimension of the gauge-invariant forms. Calculation under hypotheses: code-distance amplification. Heuristic: the gauge-theory estimate.
Excludes
Under the stated hypotheses: equal graviton, photon and scalar speeds from a compact residual group or a vacuum without boosts; Lorentz invariance restored by a probability measure on frames; an unshifted one-loop fermion speed with a frame in the scalar-line regulator of a Yukawa model; equal speeds from stabiliser-code distance with single-qubit Pauli terms.
Revised

Suppose a substrate selects a frame, or leaves only a compact subgroup of the Lorentz group unbroken. Does the residual symmetry then force gravitons, photons and scalar matter to share one limiting speed at low energy? Under the conditions of sections 1 and 2 it does not: for a compact residual group, and in a vacuum without boosts, the quadratic action of each species has a free speed of its own, with one exception, a supersymmetry algebra with a single speed constant, which fixes the common speed of the two-state multiplets (Proposition 5). A frame cannot be removed by averaging, because no probability measure on frames is Lorentz invariant (section 3). In a Yukawa model with the frame in the regulator of the scalar line, the fermion speed shifts at one loop by g2/48π2g^2/48\pi^2 when the scalar mass is small, for every regulator shape in a stated class and whatever the cutoff (section 4).

In Euclidean signature a group acting absolutely irreducibly, such as the hypercubic group, leaves a single coefficient for the scalar and graviton two-derivative actions, and for the Maxwell action when the group is the hypercubic one, but a real-time theory then requires reflection positivity (section 1). For a stabiliser code, a quantum error-correcting code defined by commuting Pauli operators, perturbed by single-qubit Pauli terms, a relative asymmetry between the couplings of two species is multiplied by the order of perturbation theory at which the logical coupling that sets the speed first appears, and that order is at least the code distance, the least number of qubits a non-trivial logical operator touches (section 5, hypotheses in Proposition 11).

The fine-tuning argument of Collins, Perez, Sudarsky, Urrutia and Vucetich [Collins et al.] is that a frame in a regulator feeds order-one Lorentz violation into the marginal operators of the low-energy theory; they estimate it with a Yukawa self-energy in which the regulator multiplies the fermion propagator. In Hořava–Lifshitz gravity [Hořava], Pospelov and Shang [Pospelov–Shang] find that when the Lorentz-violating sector couples to Lorentz-invariant matter only through Planck-suppressed operators, the transmitted violation is suppressed by the squared ratio of the two scales, provided the quadratic divergences from the instantaneous gravity modes are removed by higher-dimension terms. Coates, Melby-Thompson and Mukohyama [Coates et al.] obtain power-law divergences in the difference of the sound speeds of a gauge field and a scalar, which spoil that suppression unless the matter sector is also modified at high energy. For supersymmetric theories, Lorentz-violating operators in the supersymmetric Standard Model have dimension at least five [Groot Nibbelink–Pospelov], and in renormalisable Lorentz-violating supersymmetric gauge theories with linear supercharges the only violation sits in a constant cc of the supersymmetry algebra, which does not renormalise [Redigolo]. The independence of the one-loop coefficient from the shape of a regulator placed on the scalar line (Theorem 8) is new.

Exact Lorentz symmetry of a discrete substrate is the subject of quantum sprinklings and Lorentz-invariant point sets. Exact lattice translations together with a Zariski-dense discrete Lorentz group, a non-compact residual group, are treated in lattices with an arithmetic Lorentz group; the compact and boost-free groups below are a different case. A frame that is the velocity of a cluster of particles, and so a function of the state, is treated under a locality hypothesis in frames, Wilson terms and reflection positivity. A conserved lattice momentum for gravitons on a lattice, and the frame and photon-speed shift that follow when the momentum is made exact by band-limiting the vertices, are the subject of a conserved lattice momentum and graviton scattering.

1. What a residual symmetry group fixes

A free scalar with a frame has the action 12a ϕ˙2−12b (∇ϕ)2\tfrac12 a\,\dot\phi^2-\tfrac12 b\,(\nabla\phi)^2 and speed c2=b/ac^2=b/a. Lorentz invariance sets a=ba=b. If only a subgroup KK of the Lorentz group survives, the allowed coefficient tensors are the KK-invariant symmetric bilinear forms on momentum space. A compact KK always admits two independent ones, the Minkowski form η\eta and a positive-definite form obtained by averaging over KK, so b/ab/a is a free parameter of the quadratic action of each scalar species. For spin 2, gauge invariance restricts the allowed forms, and the question is how many survive.

Write a real quadratic form in a symmetric tensor hμνh_{\mu\nu} and a momentum kμk_\mu on R4\mathbb R^4 as a polynomial Q(h,k)Q(h,k) of degree 2 in the ten components of hh and degree 2 in kk; this is a two-derivative action ∫h(−k)TM(k) h(k)\int h(-k)^{T}M(k)\,h(k) with MM quadratic in kk. It is gauge invariant if

Q(h+k⊗ξ+ξ⊗k,  k)=Q(h,k)for all ξ∈R4.(1)Q\bigl(h+k\otimes\xi+\xi\otimes k,\;k\bigr)=Q(h,k)\qquad\text{for all }\xi\in\mathbb R^4. \tag{1}

Let V\mathcal V be the space of gauge-invariant forms. A matrix g∈GL(4,R)g\in GL(4,\mathbb R) acts by k↦gkk\mapsto gk, h↦ghgTh\mapsto ghg^{T}, and (1) is preserved, so V\mathcal V is a representation of GL(4,R)GL(4,\mathbb R). For a symmetric invertible matrix GμνG^{\mu\nu} define the Fierz–Pauli form with all contractions made with GG:

QG(h,k)=−12 (k ⁣⋅ ⁣k) hμνhμν+kμhμν kλhλν−(kμkνhμν) h+12 (k ⁣⋅ ⁣k) h2,(2)Q_G(h,k)=-\tfrac12\,(k\!\cdot\!k)\,h_{\mu\nu}h^{\mu\nu}+k^{\mu}h_{\mu\nu}\,k_{\lambda}h^{\lambda\nu}-(k^{\mu}k^{\nu}h_{\mu\nu})\,h+\tfrac12\,(k\!\cdot\!k)\,h^{2}, \tag{2}

where indices are raised and contracted with GG, k ⁣⋅ ⁣k=Gμνkμkνk\!\cdot\!k=G^{\mu\nu}k_\mu k_\nu and h=Gμνhμνh=G^{\mu\nu}h_{\mu\nu}. For G=ηG=\eta this is the linearised Einstein–Hilbert action, which satisfies (1). For a Lorentzian GG the form QGQ_G is the Einstein–Hilbert form written in linear coordinates adapted to GG, and a linear change of coordinates maps linearised gauge transformations to linearised gauge transformations. Both sides of (1) for QGQ_G are polynomials in the entries of GG, so the identity, valid on the open set of Lorentzian GG, holds for every symmetric GG. Each term of (2) contains three factors of GG, so QtG=t3QGQ_{tG}=t^{3}Q_G for a scalar tt. In the eigenvalue basis G=diag(−1,c2,c2,c2)G=\mathrm{diag}(-1,c^2,c^2,c^2), a transverse-traceless mode with polarisation h12h_{12} and momentum k=(ω,0,0,kz)k=(\omega,0,0,k_z) has QG=c4(ω2−c2kz2)Q_G=c^{4}(\omega^{2}-c^{2}k_z^{2}), so QGQ_G describes helicity-2 waves with speed cc.

Proposition 1 (gauge-invariant two-derivative forms). Let Sym2\mathrm{Sym}^2 be the space of symmetric 4×44\times4 matrices, on which O(4)O(4) acts by s↦gTsgs\mapsto g^{T}sg. The map Φ:Sym2→V\Phi:\mathrm{Sym}^2\to\mathcal V, Φ(s)=ddtQ1+ts∣t=0\Phi(s)=\frac{d}{dt}Q_{1+ts}\Big\rvert_{t=0}, is an isomorphism of O(4)O(4)-representations. In particular dim⁡V=10\dim\mathcal V=10, and for every subgroup K⊂O(4)K\subset O(4) the number of KK-invariant gauge-invariant forms is

n(K)=dim⁡VK=dim⁡(Sym2)K.(3)n(K)=\dim\mathcal V^{K}=\dim(\mathrm{Sym}^2)^{K}. \tag{3}

Proof. The identity QG(ghgT,gk)=QgTGg(h,k)Q_{G}(ghg^{T},gk)=Q_{g^{T}Gg}(h,k) holds because every contraction in (2) is a contraction with GG of vectors transformed by gg. For g∈O(4)g\in O(4) and G=1+tsG=1+ts it gives Φ(gTsg)(h,k)=Φ(s)(ghgT,gk)\Phi(g^{T}sg)(h,k)=\Phi(s)(ghg^{T},gk), so Φ\Phi is equivariant.

Next, Φ\Phi is injective. The space Sym2=R 1⊕Sym02\mathrm{Sym}^2=\mathbb R\,1\oplus\mathrm{Sym}^2_0 splits into the trace part and the nine-dimensional traceless part, which are irreducible and not isomorphic, so the kernel of Φ\Phi is a sum of a subspace of each. By homogeneity Φ(1)=3Q1≠0\Phi(1)=3Q_1\neq0. On the traceless part, label the components of kk by (0,1,2,3)(0,1,2,3), call the first one ω\omega (the energy, as in section 2), and take the test mode above with the diagonal G=1+tsG=1+ts, s=diag(3,−1,−1,−1)s=\mathrm{diag}(3,-1,-1,-1). Then QG=−(G00ω2+G33kz2) G11G22Q_G=-(G^{00}\omega^{2}+G^{33}k_z^{2})\,G^{11}G^{22} and ddtQG∣t=0=−(3ω2−kz2)+2(ω2+kz2)=3kz2−ω2≠0\frac{d}{dt}Q_G\Big\rvert_{t=0}=-(3\omega^{2}-k_z^{2})+2(\omega^{2}+k_z^{2})=3k_z^{2}-\omega^{2}\neq0. Hence ker⁡Φ=0\ker\Phi=0, and dim⁡V≥10\dim\mathcal V\ge10.

For the upper bound, expanding (1) in monomials of (h,k,ξ)(h,k,\xi) gives a homogeneous linear system with 1150 distinct equations for the 55×10=55055\times10=550 coefficients of QQ (55 monomials quadratic in the components of hh, 10 quadratic in kk). Its rank over Q\mathbb Q, computed in exact rational arithmetic, is 540, so the solution space has dimension 550−540=10550-540=10. Since Φ\Phi is injective and dim⁡Sym2=10\dim\mathrm{Sym}^2=10, it is an isomorphism. □\square

The lower bound dim⁡V≥10\dim\mathcal V\ge10 follows from the injectivity of Φ\Phi and is proved by hand. The upper bound is the rank computation, which we do not reproduce by hand. For O(4)O(4) the count can be done by hand: the O(4)O(4)-invariant forms of the required degree are spanned by k2 hμνhμνk^2\,h_{\mu\nu}h_{\mu\nu}, k2h2k^2h^2, kμhμνhνλkλk_\mu h_{\mu\nu}h_{\nu\lambda}k_\lambda and (kμhμνkν) h(k_\mu h_{\mu\nu}k_\nu)\,h, and (1) fixes their coefficients, up to a common factor, to −12,12,1,−1-\tfrac12,\tfrac12,1,-1, which is (2) with G=1G=1.

Table 1 lists n(K)n(K) for the graviton and for a Maxwell field. For Maxwell, Q(A,k)Q(A,k) is quadratic in AμA_\mu and in kk (100 coefficients), and the gauge transformation is A↦A+k ξA\mapsto A+k\,\xi with scalar ξ\xi. The columns “any form” count the invariants of the group without imposing gauge invariance. The groups are O(4)O(4); the hypercubic group H(4)H(4) of signed permutations of the four axes; O(3)×TO(3)\times T, spatial rotations together with time reversal k0↦−k0k_0\mapsto-k_0 (with h0i↦−h0ih_{0i}\mapsto-h_{0i}); and the cubic group of signed permutations of the three spatial axes times TT. Every entry is the exact rank over Q\mathbb Q of the linear conditions (generators of the Lie algebra for the continuous groups, generators of the group for the discrete ones). The gauge-invariant graviton entries agree with dim⁡(Sym2)K\dim(\mathrm{Sym}^2)^K counted by hand: 11 for O(4)O(4) and H(4)H(4); 22 for O(3)×TO(3)\times T and for the cubic group times TT, the invariants being δij\delta_{ij} and uμuνu_\mu u_\nu with uu along the time axis. The Maxwell entry 20 for the trivial group is the number of quadratic forms in Fμν=kμAν−kνAμF_{\mu\nu}=k_\mu A_\nu-k_\nu A_\mu (21) less the one proportional to F∧FF\wedge F, which vanishes for F=k∧AF=k\wedge A.

group graviton, any form graviton, gauge invariant Maxwell, any form Maxwell, gauge invariant
none 550 10 100 20
O(4)O(4) 4 1 2 1
H(4)H(4) 9 1 3 1
O(3)×TO(3)\times T 17 2 6 2
cubic × T\times\,T 26 2 7 2

Table 1. Dimensions of the spaces of two-derivative quadratic forms invariant under the group.

Corollary 2 (absolutely irreducible groups). Let K⊂O(4)K\subset O(4) act on R4\mathbb R^4 absolutely irreducibly, as H(4)H(4) does. Then (Sym2)K=R 1(\mathrm{Sym}^2)^K=\mathbb R\,1, so every KK-invariant gauge-invariant two-derivative graviton action is a multiple of Q1Q_1, the Fierz–Pauli action with a single metric. The same holds for the scalar action cμνkμkνc^{\mu\nu}k_\mu k_\nu, and, from Table 1, for a Maxwell field when K=H(4)K=H(4).

Proof. A symmetric invariant bilinear form on an absolutely irreducible real representation is unique up to a factor, by Schur’s lemma applied to the complexification. For H(4)H(4) the commutant of the signed permutations is scalar: commuting with all sign changes forces a diagonal matrix, and commuting with all permutations forces equal entries. Equation (3) gives the graviton statement, and for scalars the allowed coefficients are exactly (Sym2)K(\mathrm{Sym}^2)^K. The Maxwell statement is the entry of Table 1. □\square

For H(4)H(4) the scalar, graviton and Maxwell actions then share the tensor 11, so in Euclidean signature the relative weight of ∂02\partial_0^2 and ∂i2\partial_i^2 is the same for each of them. Since −1∈H(4)-1\in H(4), every odd-rank invariant tensor vanishes, which removes all operators with an odd number of indices; the only rank-two invariant is δμν\delta_{\mu\nu}, so there is no dimension-four operator cμνψˉγμ∂νψc^{\mu\nu}\bar\psi\gamma_\mu\partial_\nu\psi with traceless cμνc^{\mu\nu}. The first operators that distinguish H(4)H(4) from O(4)O(4) are built from the rank-four invariant ∑μeμ⊗4\sum_\mu e_\mu^{\otimes4}: ϕ∑μ∂μ4ϕ\phi\sum_\mu\partial_\mu^4\phi for a scalar (four derivatives) and ψˉ∑μγμ∂μ3ψ\bar\psi\sum_\mu\gamma_\mu\partial_\mu^3\psi for a Dirac fermion (three). A common limiting speed in real time requires in addition that the Euclidean theory be reflection positive and that the linearised gauge invariance persist at interacting level. If the gauge invariance is only approximate, Table 1 shows what opens up: the H(4)H(4)-invariant graviton forms number nine, of which one is gauge invariant.

Corollary 3 (compact groups in real time). Let K⊂O(3,1)K\subset O(3,1) be compact, acting on momentum space R4\mathbb R^4.

(a) n(K)≥2n(K)\ge2 for the graviton, and the scalar and Maxwell quadratic actions likewise have at least two independent forms.

(b) The additional parameter is a speed. There is a KK-invariant timelike line, spanned by a vector xx with xTηx=−1x^{T}\eta x=-1, and with u~=ηx\tilde u=\eta x the matrix Gc=c2η+(c2−1) u~u~TG_c=c^{2}\eta+(c^{2}-1)\,\tilde u\tilde u^{T} is KK-invariant under G↦gTGgG\mapsto g^{T}Gg for every c>0c>0. In a Lorentz frame with time axis xx, Gc=diag(−1,c2,c2,c2)G_c=\mathrm{diag}(-1,c^2,c^2,c^2) and G1=ηG_1=\eta.

The quadratic action of each species therefore has a parameter in addition to its normalisation, namely the speed cc relative to that frame, and nothing in the symmetry relates these parameters for different species.

Proof. (a) Averaging gTgg^{T}g over KK with Haar measure gives a KK-invariant positive-definite form Ω\Omega. In a basis in which Ω=1\Omega=1 the group lies in O(4)O(4), and the Minkowski form becomes a symmetric matrix η′\eta' that is invariant under KK and indefinite, hence not proportional to 11. Both 11 and η′\eta' lie in (Sym2)K(\mathrm{Sym}^2)^K, so (3) gives n(K)≥2n(K)\ge2; the number n(K)n(K) does not depend on the basis, because V\mathcal V is stable under GL(4,R)GL(4,\mathbb R). For scalars the invariant coefficient tensors are the same two matrices. For Maxwell, rotate within O(4)O(4) so that η′=diag(g0,…,g3)\eta'=\mathrm{diag}(g_0,\dots,g_3); the forms QGMax=−14FμνFρσGμρGνσQ^{\mathrm{Max}}_{G}=-\tfrac14F_{\mu\nu}F_{\rho\sigma}G^{\mu\rho}G^{\nu\sigma}, with Fμν=kμAν−kνAμF_{\mu\nu}=k_\mu A_\nu-k_\nu A_\mu, for G=1G=1 and G=η′G=\eta' are KK-invariant and gauge invariant, and they are not proportional, because the coefficient of Fμν2F_{\mu\nu}^2 in Qη′MaxQ^{\mathrm{Max}}_{\eta'} is −12gμgν-\tfrac12g_\mu g_\nu and equal products gμgνg_\mu g_\nu for all six pairs force all gμg_\mu equal, which an indefinite η′\eta' excludes.

(b) The forms Ω\Omega and η\eta are both KK-invariant, so the matrix Ω−1η\Omega^{-1}\eta commutes with KK. It is similar to Ω−1/2η Ω−1/2\Omega^{-1/2}\eta\,\Omega^{-1/2}, which is congruent to η\eta, so it has exactly one negative eigenvalue, and the eigenvector xx of that eigenvalue satisfies xTηx<0x^{T}\eta x<0. Its line is KK-invariant and timelike, so gx=±xgx=\pm x for g∈Kg\in K; normalise xTηx=−1x^{T}\eta x=-1 and let u~=ηx\tilde u=\eta x. Since gTη=ηg−1g^{T}\eta=\eta g^{-1}, also gTu~=±u~g^{T}\tilde u=\pm\tilde u. Then η\eta and u~u~T\tilde u\tilde u^{T} are KK-invariant under G↦gTGgG\mapsto g^{T}Gg, and so is GcG_c. In a Lorentz frame with time axis xx one has η=diag(−1,1,1,1)\eta=\mathrm{diag}(-1,1,1,1) and u~=−e0\tilde u=-e_0, so Gc=diag(−1,c2,c2,c2)G_c=\mathrm{diag}(-1,c^2,c^2,c^2). □\square

By section 1, the graviton form QGcQ_{G_c}, the Maxwell form QGcMaxQ^{\mathrm{Max}}_{G_c} and the scalar form built from GcG_c describe modes of speed cc relative to that frame, with cc free for each species; for K=SO(3)K=SO(3), with or without TT, this is the setting of Proposition 4. Corollary 3 describes what the symmetry allows in the free action: the equality of the speeds of different species would be an input. A fermion kinetic term involves the coefficients cμνc^{\mu\nu} of ψˉγμ∂νψ\bar\psi\gamma_\mu\partial_\nu\psi; their counting for a compact KK is not carried out in sections 1 and 2, and section 4 treats a fermion in a model. A symmetry that mixes species, such as supersymmetry, is outside the corollary.

2. Vacua without boosts, and supersymmetry

A Hořava-type vacuum is invariant under time and space translations and spatial rotations, possibly with time reversal. Call this residual group Γ\Gamma. We assume (B1) that the graviton has a linearised gauge invariance between foliation-preserving diffeomorphisms and the full linearised diffeomorphisms, (B2) that the photon has a U(1)U(1) gauge invariance, and (B3) that the quadratic action has no cross term between hh and AA, as follows for instance from charge conjugation A↦−AA\mapsto-A.

Proposition 4 (speeds without boosts). Under (B1) to (B3):

(a) For every pair cT,cγ>0c_T,c_\gamma>0 the quadratic action QGcT(h,k)+QGcγMax(A,k)Q_{G_{c_T}}(h,k)+Q^{\mathrm{Max}}_{G_{c_\gamma}}(A,k), with Gc=diag(−1,c2,c2,c2)G_c=\mathrm{diag}(-1,c^2,c^2,c^2) and QGMaxQ^{\mathrm{Max}}_G the Maxwell form of section 1, is Γ\Gamma-invariant and gauge invariant under the full linearised diffeomorphisms, hence under the foliation-preserving subgroup. Its helicity-2 modes propagate with speed cTc_T and its helicity-1 modes with speed cγc_\gamma. The assumed symmetries therefore leave cT/cγc_T/c_\gamma unconstrained.

(b) Let UU be a unitary operator that commutes with the Hamiltonian HH, the momentum P⃗\vec P and the angular momentum J⃗\vec J. Then UU maps the one-particle states of momentum p⃗\vec p and helicity λ\lambda to states with the same p⃗\vec p and λ\lambda. It therefore cannot map graviton states (∣λ∣=2\lvert\lambda\rvert=2) to photon states (∣λ∣=1\lvert\lambda\rvert=1): a symmetry that preserves helicity cannot intertwine the two sectors.

Proof. (a) Invariance under translations and rotations holds because GcG_c is rotation invariant and constant, and TT acts trivially on it. Gauge invariance of QGQ_G was shown in section 1, and the Maxwell form is invariant under A↦A+kξA\mapsto A+k\xi because it depends on FF only. The dispersion relation of transverse modes is Gμνkμkν=0G^{\mu\nu}k_\mu k_\nu=0, that is ω=c∣k⃗∣\omega=c\lvert\vec k\rvert, for each sector with its own cc.

(b) The helicity of a one-particle state with momentum p⃗\vec p is the eigenvalue of J⃗⋅p^\vec J\cdot\hat p. If UU commutes with P⃗\vec P and J⃗\vec J it commutes with J⃗⋅P^\vec J\cdot\hat P as well, and with HH it preserves the energy. □\square

In a Lorentz-invariant vacuum the relation between the two speeds comes from the boosts, which do not commute with J⃗\vec J; part (b) records that the symmetries remaining here cannot replace them. Equal speeds can still occur as a coincidence of the couplings; part (b) shows only that no such symmetry enforces them. A fermionic symmetry is an exception to the argument, because it can change the helicity by one half.

Exact supersymmetry is of this type. Suppose that a single algebra

{Qα,Qβ†}=2(H δαβ+c P⃗⋅σ⃗αβ),{Qα,Qβ}=0,(4)\{\mathcal Q_\alpha,\mathcal Q^\dagger_\beta\}=2\bigl(H\,\delta_{\alpha\beta}+c\,\vec P\cdot\vec\sigma_{\alpha\beta}\bigr),\qquad \{\mathcal Q_\alpha,\mathcal Q_\beta\}=0, \tag{4}

acts on all fields, with supercharges Qα\mathcal Q_\alpha that commute with HH and P⃗\vec P, a real constant c>0c>0 and Pauli matrices σ⃗\vec\sigma. This is the supersymmetry algebra with the speed of light replaced by cc, the form in which [Redigolo] finds the only Lorentz violation of supersymmetric gauge theories with linear supercharges. The second relation of (4), the absence of a central charge, is used below. For momentum along the zz axis we fix the convention [Jz,Q1]=−12Q1[J_z,\mathcal Q_1]=-\tfrac12\mathcal Q_1 and [Jz,Q2]=+12Q2[J_z,\mathcal Q_2]=+\tfrac12\mathcal Q_2; the opposite choice replaces λ−12\lambda-\tfrac12 by λ+12\lambda+\tfrac12 in the multiplets and does not affect the conclusion.

Proposition 5 (short multiplets have speed cc). Assume (4), with supercharges commuting with HH and P⃗\vec P. On the sector of fixed energy EE and momentum p⃗=pz^\vec p=p\hat z with p>0p>0, the operators satisfy {Q1,Q1†}=2(E+cp)\{\mathcal Q_1,\mathcal Q_1^\dagger\}=2(E+cp) and {Q2,Q2†}=2(E−cp)\{\mathcal Q_2,\mathcal Q_2^\dagger\}=2(E-cp), and all other anticommutators among Q1,Q2,Q1†,Q2†\mathcal Q_1,\mathcal Q_2,\mathcal Q_1^\dagger,\mathcal Q_2^\dagger vanish. Hence every state has E≥cpE\ge cp. An irreducible multiplet has two states, with helicities (λ,λ−12)(\lambda,\lambda-\tfrac12), if and only if E=cpE=cp, and four states otherwise. If the graviton and the photon each lie in two-state multiplets, with helicities (2,32)(2,\tfrac32) and (1,12)(1,\tfrac12), then both have the dispersion relation E=c∣p⃗∣E=c\lvert\vec p\rvert, and cGW=cγ=cc_{\mathrm{GW}}=c_\gamma=c.

Proof. With p⃗\vec p along zz, p⃗⋅σ⃗=p σz\vec p\cdot\vec\sigma=p\,\sigma_z is diagonal, which gives the two anticommutators and shows that {Q1,Q2†}=0\{\mathcal Q_1,\mathcal Q_2^\dagger\}=0; the relations {Qα,Qβ}=0\{\mathcal Q_\alpha,\mathcal Q_\beta\}=0 are the second part of (4). In a positive-norm Hilbert space ∥Q2†ψ∥2+∥Q2ψ∥2=2(E−cp)∥ψ∥2≥0\lVert \mathcal Q_2^\dagger\psi\rVert^2+\lVert \mathcal Q_2\psi\rVert^2=2(E-cp)\lVert\psi\rVert^2\ge0, so E≥cpE\ge cp. If E=cpE=cp then Q2=Q2†=0\mathcal Q_2=\mathcal Q_2^\dagger=0 on the sector, and an irreducible multiplet is spanned by a state ∣λ⟩\lvert\lambda\rangle annihilated by Q1†\mathcal Q_1^\dagger and its image Q1∣λ⟩\mathcal Q_1\lvert\lambda\rangle, which is non-zero because ∥Q1∣λ⟩∥2=4cp∥λ∥2\lVert\mathcal Q_1\lvert\lambda\rangle\rVert^2=4cp\lVert\lambda\rVert^2 and has helicity lower by one half: two states. If E>cpE>cp, the operators Q1/2(E+cp)\mathcal Q_1/\sqrt{2(E+cp)} and Q2†/2(E−cp)\mathcal Q_2^\dagger/\sqrt{2(E-cp)} are the creation operators of two fermionic oscillators, since (4) gives the canonical anticommutation relations. An irreducible multiplet is spanned by a state ∣λ⟩\lvert\lambda\rangle annihilated by Q1†\mathcal Q_1^\dagger and Q2\mathcal Q_2 together with its three images, with helicities (λ,λ−12,λ−12,λ−1)(\lambda,\lambda-\tfrac12,\lambda-\tfrac12,\lambda-1). A graviton in a two-state multiplet therefore has E=cpE=cp, and so does a photon. □\square

The speed of every short multiplet is the constant cc of the algebra and does not depend on a coefficient in the action. Soft supersymmetry breaking leaves a residual difference of order msoft2/ΛLV2m_{\mathrm{soft}}^{2}/\Lambda_{\mathrm{LV}}^{2}, where ΛLV\Lambda_{\mathrm{LV}} is the scale at which the Lorentz-violating terms appear; this estimate is quoted in [Coates et al.].

3. A frame cannot be averaged away

A construction on a point set that uses a unit timelike vector uu breaks Lorentz invariance unless its observables do not depend on uu. One may try to restore invariance by drawing uu at random. No normalised random choice is Lorentz invariant.

Proposition 6 (no invariant measure on frames). Let d≥2d\ge2 and let Hd−1H^{d-1} be the set of future unit timelike vectors in R1,d−1\mathbb R^{1,d-1}. There is no SO+(1,d−1)SO^{+}(1,d-1)-invariant Borel probability measure on Hd−1H^{d-1}.

Proof. For u∈Hd−1u\in H^{d-1} we have (u0)2−(u1)2=1+∣u⊥∣2>0(u^{0})^{2}-(u^{1})^{2}=1+\lvert u_\perp\rvert^{2}>0, so the rapidity θ(u)=artanh⁡(u1/u0)\theta(u)=\operatorname{artanh}(u^{1}/u^{0}) is defined and continuous. A boost BτB_\tau in the (0,1)(0,1) plane maps (u0,u1)(u^0,u^1) to (cosh⁡τ u0+sinh⁡τ u1, sinh⁡τ u0+cosh⁡τ u1)(\cosh \tau\,u^{0}+\sinh \tau\,u^{1},\ \sinh \tau\,u^{0}+\cosh \tau\,u^{1}) and so shifts θ\theta by τ\tau. If μ\mu were invariant, the image measure ν=θ∗μ\nu=\theta_*\mu on R\mathbb R would satisfy ν(A+τ)=ν(A)\nu(A+\tau)=\nu(A) for all τ\tau. Then ν([n,n+1))\nu([n,n+1)) takes the same value aa for every integer nn, and ∑nν([n,n+1))=1\sum_n\nu([n,n+1))=1 is impossible for a constant aa, whether a=0a=0 or a>0a>0. □\square

The invariant (Haar) measure on Hd−1H^{d-1} is the hyperbolic volume; it exists and has infinite total mass. An average over it is defined only for observables that are integrable over the rapidity, and the proposition says that no choice of normalisation turns it into a probability measure.

Corollary 7 (no equivariant frame from a Lorentz-invariant point process). Let P\mathcal P be a random locally finite subset of R1,d−1\mathbb R^{1,d-1} whose law is invariant under SO+(1,d−1)SO^{+}(1,d-1), for example a Poisson process. There is no measurable function u(P)∈Hd−1u(\mathcal P)\in H^{d-1} of the point set with u(gP)=g u(P)u(g\mathcal P)=g\,u(\mathcal P) almost surely for each gg.

Proof. If there were one, the law μ\mu of u(P)u(\mathcal P) would satisfy μ(gA)=Pr⁡[g−1u(P)∈A]=Pr⁡[u(g−1P)∈A]=μ(A)\mu(gA)=\Pr[g^{-1}u(\mathcal P)\in A]=\Pr[u(g^{-1}\mathcal P)\in A]=\mu(A), because g−1Pg^{-1}\mathcal P has the same law as P\mathcal P. It would therefore be an invariant probability measure, which contradicts Proposition 6. □\square

Corollary 7 is the argument of Bombelli, Henson and Sorkin [Bombelli–Henson–Sorkin], who prove related statements for sprinklings, in its simplest form. It gives a trichotomy for any matter construction on a Lorentz-invariant point set that uses a timelike axis. The axis may be drawn independently of the points; its law is then not invariant by Proposition 6, and the construction selects a frame. The axis may be a function of the points; Corollary 7 forbids this when the function is equivariant and measurable. Or the observables may be independent of the axis in each realisation. In Euclidean signature the corresponding group SO(d)SO(d) is compact and a Haar average over the axis exists, so the obstruction does not arise; whether such an averaged construction defines a Lorentz-invariant real-time theory is the question of reflection positivity. Fermions that see only the causal order shows that with one spinor space at every point of a sprinkling the order alone supplies no covariant kinetic term (its Theorem 1), and uses Proposition 6 to exclude a random global frame with an invariant joint law (its Proposition 3).

4. A frame in the matter regulator

The model is a Yukawa theory in which only the scalar line carries a frame-dependent regulator.

Work in Euclidean R4\mathbb R^4 with a unit vector uu along the time axis. A massless Dirac fermion ψ\psi with propagator S(p)=1/(i(γ ⁣⋅ ⁣p))=−i(γ ⁣⋅ ⁣p)/p2S(p)=1/(i(\gamma\!\cdot\!p))=-i(\gamma\!\cdot\!p)/p^{2} couples to a real scalar through g ϕψˉψg\,\phi\bar\psi\psi. The scalar propagator is replaced by

D(q)=f(∣q⊥∣/Λ)q2+M2,q⊥=q−(q ⁣⋅ ⁣u)u,(5)D(q)=\frac{f(\lvert q_\perp\rvert/\Lambda)}{q^{2}+M^{2}},\qquad q_\perp=q-(q\!\cdot\!u)u, \tag{5}

so that the frame enters only through the cutoff on the momentum orthogonal to uu. This is a prescription for a propagator and not an action; it is all that a one-loop self-energy needs. We take f(x)=F(x2)f(x)=F(x^{2}) with FF continuously differentiable on [0,∞)[0,\infty), F(0)=1F(0)=1, and F(s)F(s), sF′(s)sF'(s) bounded by C0(1+s)−βC_0(1+s)^{-\beta} for some β>12\beta>\tfrac12. Examples are e−x2e^{-x^{2}}, e−x4e^{-x^{4}} and (1+x2)−2(1+x^{2})^{-2}. The scalar has speed 1 for momenta much below Λ\Lambda, and the question is the speed of the fermion.

The one-loop inverse propagator of ψ\psi is

W(p)=i(γ ⁣⋅ ⁣p)−g2 ⁣∫ ⁣d4q(2π)4 S(p−q) D(q)=i(γ ⁣⋅ ⁣p)+ig2 ⁣∫ ⁣d4k(2π)4 (γ ⁣⋅ ⁣k)k2 D(p−k).(6)W(p)=i(\gamma\!\cdot\!p)-g^{2}\!\int\!\frac{d^{4}q}{(2\pi)^{4}}\,S(p-q)\,D(q)=i(\gamma\!\cdot\!p)+ig^{2}\!\int\!\frac{d^{4}k}{(2\pi)^{4}}\,\frac{(\gamma\!\cdot\!k)}{k^{2}}\,D(p-k). \tag{6}

For M>0M>0 and β>12\beta>\tfrac12 the integral converges absolutely, because after the integration over the component along uu it is bounded by a multiple of the integral of f(∣k⊥∣/Λ)f(\lvert k_\perp\rvert/\Lambda) over ∣k⊥∣\lvert k_\perp\rvert, and it is continuously differentiable in pp. We need its derivative at p=0p=0. Differentiating D(p−k)D(p-k), using that DD is even, so that (∂νD)(−k)=−(∂νD)(k)(\partial_\nu D)(-k)=-(\partial_\nu D)(k), and integrating by parts (the boundary terms at k=0k=0 and at infinity vanish) gives

∂pνW∣p=0=iγν+ig2 ⁣∫ ⁣d4k(2π)4 D(k)(γνk2−2(γ ⁣⋅ ⁣k) kνk4).(7)\partial_{p_\nu}W\Big\rvert_{p=0}=i\gamma_\nu+ig^{2}\!\int\!\frac{d^{4}k}{(2\pi)^{4}}\,D(k)\Bigl(\frac{\gamma_\nu}{k^{2}}-\frac{2(\gamma\!\cdot\!k)\,k_\nu}{k^{4}}\Bigr). \tag{7}

Define A=∫D/k2A=\int D/k^{2}, B∥=∫D (k ⁣⋅ ⁣u)2/k4B_\parallel=\int D\,(k\!\cdot\!u)^{2}/k^{4} and B⊥=13∫D k⊥2/k4B_\perp=\tfrac13\int D\,k_\perp^{2}/k^{4}, all with measure d4k/(2π)4d^{4}k/(2\pi)^{4}. Rotation invariance about uu turns (7) into

W(p)=i[Z∥ (p ⁣⋅ ⁣u) (γ ⁣⋅ ⁣u)+Z⊥ (γ ⁣⋅ ⁣p⊥)]+o(∣p∣),Z∥=1+g2(A−2B∥),Z⊥=1+g2(A−2B⊥).(8)W(p)=i\bigl[Z_\parallel\,(p\!\cdot\!u)\,(\gamma\!\cdot\!u)+Z_\perp\,(\gamma\!\cdot\!p_\perp)\bigr]+o(\lvert p\rvert),\qquad Z_\parallel=1+g^{2}(A-2B_\parallel),\quad Z_\perp=1+g^{2}(A-2B_\perp). \tag{8}

For uu the time axis, the pole of the propagator is at Z∥2p02+Z⊥2p⃗ 2=0Z_\parallel^{2}p_0^{2}+Z_\perp^{2}\vec p^{\,2}=0, that is at E=(Z⊥/Z∥)∣p⃗∣E=(Z_\perp/Z_\parallel)\lvert\vec p\rvert for p0=iEp_0=iE. The fermion speed relative to the scalar is therefore

δc=Z⊥Z∥−1=2g2 (B∥−B⊥)+O(g4).(9)\delta c=\frac{Z_\perp}{Z_\parallel}-1=2g^{2}\,(B_\parallel-B_\perp)+O(g^{4}). \tag{9}

For an isotropic DD one has B∥=B⊥=A/4B_\parallel=B_\perp=A/4, so δc=0\delta c=0 and Z=1+g2A/2Z=1+g^{2}A/2, with A=116π2ln⁡(Λ2/M2)A=\frac{1}{16\pi^{2}}\ln(\Lambda^{2}/M^{2}). This is the standard logarithmic wave-function factor (g2/32π2)ln⁡Λ2(g^{2}/32\pi^{2})\ln\Lambda^{2} of the Yukawa theory.

Theorem 8 (one-loop transfer from a frame in the scalar regulator). In the model (5), (6), let ff be in the class above and M>0M>0. Then

δc=g216π2  C ⁣(MΛ;f)+O(g4),lim⁡M/Λ→0C ⁣(MΛ;f)=13.(10)\delta c=\frac{g^{2}}{16\pi^{2}}\;C\!\left(\tfrac{M}{\Lambda};f\right)+O(g^{4}),\qquad \lim_{M/\Lambda\to0}C\!\left(\tfrac{M}{\Lambda};f\right)=\frac13 . \tag{10}

Thus δc→g2/48π2\delta c\to g^{2}/48\pi^{2} for every such ff. For the Gaussian f=e−x2f=e^{-x^{2}} the correction is O((M/Λ)2ln⁡(Λ/M))O\bigl((M/\Lambda)^{2}\ln(\Lambda/M)\bigr). For a regulator that depends on the full four-momentum, f=f(∣q∣/Λ)f=f(\lvert q\rvert/\Lambda), C=0C=0.

Proof. We write (9) in four-dimensional polar coordinates about uu. The regulator breaks isotropy only through the angle, and the shape of ff enters the radial integral through an additive constant that multiplies an angular average equal to zero.

Let χ\chi be the angle between kk and uu, so that k ⁣⋅ ⁣u=∣k∣cos⁡χk\!\cdot\!u=\lvert k\rvert\cos\chi, ∣k⊥∣=∣k∣sin⁡χ\lvert k_\perp\rvert=\lvert k\rvert\sin\chi and d4k=4π ∣k∣3sin⁡2χ dχ d∣k∣d^{4}k=4\pi\,\lvert k\rvert^{3}\sin^{2}\chi\,d\chi\,d\lvert k\rvert. Then B∥−B⊥=∫D (k ⁣⋅ ⁣u)2/k4−13∫D k⊥2/k4B_\parallel-B_\perp=\int D\,(k\!\cdot\!u)^{2}/k^{4}-\tfrac13\int D\,k_\perp^{2}/k^{4} gives

δc=2g24π3∫0π ⁣dχ  w(χ) R(sin⁡χ),w(χ)=sin⁡2χ(cos⁡2χ−13sin⁡2χ),(11)\delta c=\frac{2g^{2}}{4\pi^{3}}\int_{0}^{\pi}\!d\chi\;w(\chi)\,R(\sin\chi),\qquad w(\chi)=\sin^{2}\chi\Bigl(\cos^{2}\chi-\tfrac13\sin^{2}\chi\Bigr), \tag{11}

with R(sin⁡χ)=∫0∞y dy f(ysin⁡χ/Λ)y2+M2R(\sin\chi)=\int_{0}^{\infty}\frac{y\,dy\,f(y\sin\chi/\Lambda)}{y^{2}+M^{2}}. The weight ww is the quadrupole component of the angular distribution and has zero mean: ∫0πw dχ=π/8−13⋅3π/8=0\int_0^\pi w\,d\chi=\pi/8-\tfrac13\cdot3\pi/8=0.

In the radial integral put x=ysin⁡χ/Λx=y\sin\chi/\Lambda and ϖ=Msin⁡χ/Λ\varpi=M\sin\chi/\Lambda, so that R(sin⁡χ)=∫0∞xf(x) (x2+ϖ2)−1dxR(\sin\chi)=\int_0^\infty x f(x)\,(x^{2}+\varpi^{2})^{-1}dx. Split the range at x=1x=1. On (0,1)(0,1) write f=1+(f−1)f=1+(f-1); since f(x)−1=O(x2)f(x)-1=O(x^{2}), the second term gives a convergent limit as ϖ→0\varpi\to0 by dominated convergence, and the first gives 12ln⁡((1+ϖ2)/ϖ2)\tfrac12\ln\bigl((1+\varpi^{2})/\varpi^{2}\bigr). On (1,∞)(1,\infty) the integral converges to ∫1∞f(x) dx/x\int_{1}^{\infty}f(x)\,dx/x, finite because ff decays. Hence

R(sin⁡χ)=ln⁡ΛM−ln⁡sin⁡χ+bf+r(ϖ),bf=∫01f−1x dx+∫1∞fx dx,(12)R(\sin\chi)=\ln\frac{\Lambda}{M}-\ln\sin\chi+b_f+r(\varpi),\qquad b_f=\int_0^1\frac{f-1}{x}\,dx+\int_1^\infty\frac{f}{x}\,dx, \tag{12}

with r(ϖ)→0r(\varpi)\to0 as ϖ→0\varpi\to0. Since ϖ≤M/Λ\varpi\le M/\Lambda, the remainder is uniformly small in χ\chi when M/ΛM/\Lambda is small. The constant bfb_f and the term ln⁡(Λ/M)\ln(\Lambda/M) do not depend on χ\chi.

Insert (12) in (11). The χ\chi-independent terms multiply ∫w dχ=0\int w\,d\chi=0 and drop out. What remains is −∫0πw(χ)ln⁡sin⁡χ dχ-\int_0^\pi w(\chi)\ln\sin\chi\,d\chi plus a term that tends to zero. With w=sin⁡2χ−43sin⁡4χw=\sin^{2}\chi-\tfrac43\sin^{4}\chi and I(m)=∫0πsin⁡mχ dχ=π Γ(m+12)/Γ(m2+1)I(m)=\int_0^\pi\sin^{m}\chi\,d\chi=\sqrt\pi\,\Gamma(\tfrac{m+1}{2})/\Gamma(\tfrac m2+1) one has ∫0πsin⁡mχln⁡sin⁡χ dχ=I′(m)\int_0^\pi\sin^{m}\chi\ln\sin\chi\,d\chi=I'(m). Using the digamma values Ψ(32)=2−γE−2ln⁡2\Psi(\tfrac32)=2-\gamma_{\mathrm E}-2\ln2, Ψ(2)=1−γE\Psi(2)=1-\gamma_{\mathrm E}, Ψ(52)=83−γE−2ln⁡2\Psi(\tfrac52)=\tfrac83-\gamma_{\mathrm E}-2\ln2 and Ψ(3)=32−γE\Psi(3)=\tfrac32-\gamma_{\mathrm E},

I′(2)=π4 (1−2ln⁡2),I′(4)=3π16(76−2ln⁡2),∫0πwln⁡sin⁡χ dχ=I′(2)−43I′(4)=−π24.I'(2)=\frac\pi4\,(1-2\ln2),\qquad I'(4)=\frac{3\pi}{16}\Bigl(\frac76-2\ln2\Bigr),\qquad \int_0^\pi w\ln\sin\chi\,d\chi=I'(2)-\tfrac43I'(4)=-\frac{\pi}{24}.

Therefore δc→2g24π3⋅π24=g248π2\delta c\to\frac{2g^{2}}{4\pi^{3}}\cdot\frac{\pi}{24}=\frac{g^{2}}{48\pi^{2}}, which is (10) with C=1/3C=1/3. For the Gaussian, R(sin⁡χ)=12eϖ2E1(ϖ2)R(\sin\chi)=\tfrac12e^{\varpi^{2}}E_1(\varpi^{2}) exactly, and its expansion gives r=O(ϖ2ln⁡ϖ)r=O(\varpi^{2}\ln\varpi). If ff depends on ∣k∣\lvert k\rvert the radial integral does not depend on χ\chi and (11) vanishes by ∫w=0\int w=0. □\square

An isotropic regulator gives zero because the integrand of (9) is a quadrupole, whose angular average vanishes at each radius. A regulator that cuts off only the momentum orthogonal to uu removes more of the large-∣q⊥∣\lvert q_\perp\rvert region at angles near π/2\pi/2 than near the axis, and the induced angular dependence is the logarithm −ln⁡sin⁡χ-\ln\sin\chi of the infrared-sensitive radial integral. The shape of ff only changes the constant bfb_f, which the zero-mean weight removes.

Table 2 gives C=δc/(g2/16π2)C=\delta c/(g^2/16\pi^2) for three regulator shapes, computed from (11) by numerical quadrature.

M/ΛM/\Lambda 10−110^{-1} 10−210^{-2} 10−310^{-3} 10−410^{-4}
e−x2e^{-x^{2}} 0.3256 0.3332 0.3333 0.3333
e−x4e^{-x^{4}} 0.3305 0.3333 0.3333 0.3333
(1+x2)−2(1+x^{2})^{-2} 0.3209 0.3331 0.3333 0.3333

Table 2. The coefficient C(M/Λ;f)C(M/\Lambda;f).

The order of limits matters. With M=0M=0 the double integral defining B∥−B⊥B_\parallel-B_\perp is only conditionally convergent: integrating over the component along uu first at fixed ∣k⊥∣\lvert k_\perp\rvert gives zero, while the limit M/Λ→0M/\Lambda\to0 of the absolutely convergent integral gives 1/31/3. The mass must be kept until the end.

The result concerns a regulator on the scalar line only. The model of [Collins et al.], in which the regulator multiplies the fermion propagator and the quantity computed is the scalar self-energy, gives a Lorentz-violating coefficient ξ=(g2/6π2)[1+2∫0∞xf′(x)2dx]\xi=(g^2/6\pi^2)\bigl[1+2\int_0^\infty x f'(x)^2dx\bigr] that depends on the shape of ff. Regulators placed on other lines, or on vertices, give other coefficients, and Theorem 8 gives universality in the shape of ff for this placement only.

For a gauge theory only an estimate is available. The coefficient multiplies a dimension-four operator, cμνψˉγμ∂νψc^{\mu\nu}\bar\psi\gamma_\mu\partial_\nu\psi with cμν∝uμuν−14δμνc^{\mu\nu}\propto u^{\mu}u^{\nu}-\tfrac14\delta^{\mu\nu}, and it does not depend on Λ\Lambda, so a cutoff at the Planck scale gives no suppression. Replacing g2g^{2} by e2e^{2} gives δc∼α/12π=1.9×10−4\delta c\sim\alpha/12\pi=1.9\times10^{-4} for α=1/137.036\alpha=1/137.036. This is an order-of-magnitude replacement and not a computation: the factor from the gauge structure of the photon line is not included, and in a theory with several couplings the coefficients of different species need not coincide. A one-loop calculation of the photon speed in scalar electrodynamics with band-limited vertices, which select a frame, is in section 6.4 of a conserved lattice momentum and graviton scattering.

The data tables of [Kostelecký–Russell] list bounds on dimension-four coefficients of electrons, protons and neutrons that lie many orders of magnitude below 10−1010^{-10}, so a coefficient near 10−410^{-4} would need a cancellation by many orders of magnitude between independently renormalised parameters. The GW170817 observation bounds the difference between the speeds of gravity and light to between −3×10−15-3\times10^{-15} and +7×10−16+7\times10^{-16} of the speed of light [LIGO–Virgo et al.]. The Yukawa computation concerns a fermion and a scalar; applying it to the photon and the graviton would need the corresponding computation on those lines.

No internal symmetry forbids the operator, since it is a singlet. Exact Lorentz invariance of the regulator removes it; so does exact H(4)H(4) invariance in Euclidean signature (section 1, where the only rank-two invariant is δμν\delta_{\mu\nu}), and a supersymmetry with one algebra (4) fixes the speed within short multiplets (section 2).

5. Code distance and the ratio of speeds

Does the distance of a stabiliser code with Pauli perturbations equalise the speeds of two species? The reasoning that would make it so is that Lorentz-violating terms act as logical errors, which the code distance suppresses, while the kinetic terms do not. We pose the question for stabiliser codes. A species is pictured as a lattice field whose degrees of freedom are logical qubits of a code, with hopping amplitudes given by logical couplings; its speed is a function of those couplings, and the question is how the code distance enters that function. The first example below is a chain of this kind.

Let S\mathcal S be an abelian subgroup of the Pauli group on nqn_{\mathrm q} qubits with −1∉S-1\notin\mathcal S, with generators SsS_s, code space C\mathcal C (the joint +1+1 eigenspace) and projector Π\Pi. Phases are ignored throughout: two Pauli operators that differ by a phase count as equal, and N(S)/⟨S⟩N(\mathcal S)/\langle\mathcal S\rangle is the set of logical classes, where N(S)N(\mathcal S) is the normaliser of S\mathcal S in the Pauli group. The distance dcd_{\mathrm c} is the least weight of an element of N(S)N(\mathcal S) that is not, up to a phase, in S\mathcal S. Let H0=−Δ∑sSsH_0=-\Delta\sum_sS_s with Δ>0\Delta>0 and V=∑tλtPtV=\sum_t\lambda_t P_t with PtP_t Pauli strings and λt\lambda_t arbitrary couplings. The low-energy Hamiltonian on C\mathcal C is the Schrieffer–Wolff series Heff=ΠeT(H0+V)e−TΠH_{\mathrm{eff}}=\Pi e^{\mathcal T}(H_0+V)e^{-\mathcal T}\Pi [Bravyi–DiVincenzo–Loss], defined as a formal power series in the λt\lambda_t. We use only the following property of that series, shared by the Schrieffer–Wolff, Kato and Rayleigh–Schrödinger expansions: the term of order NN is a linear combination, with coefficients independent of the λt\lambda_t, of operators

Π Pt1f1(S) Pt2f2(S)⋯fN−1(S) PtN Π,(13)\Pi\,P_{t_1}f_1(\mathbf S)\,P_{t_2}f_2(\mathbf S)\cdots f_{N-1}(\mathbf S)\,P_{t_N}\,\Pi, \tag{13}

where each fif_i is a function of the commuting stabilisers (energy denominators and projectors on syndrome sectors). Expand Heff=∑LaL(λ) LH_{\mathrm{eff}}=\sum_La_L(\lambda)\,L in a basis of logical Pauli operators, one representative LL for each class in N(S)/⟨S⟩N(\mathcal S)/\langle\mathcal S\rangle.

Proposition 9 (disjoint monomial supports). Every monomial ∏tλtmt\prod_t\lambda_t^{m_t} that appears in aLa_L satisfies [∏tPtmt]=[L][\prod_tP_t^{m_t}]=[L] in N(S)/⟨S⟩N(\mathcal S)/\langle\mathcal S\rangle. Hence aLa_L and aL′a_{L'} for distinct classes have no monomial in common. If VV consists of single-qubit Paulis, every monomial in aLa_L has degree at least the least weight in the class [L][L], so at least dcd_{\mathrm c} for L∉⟨S⟩L\notin\langle\mathcal S\rangle.

Proof. Between code projectors the stabilisers act as numbers, so only the Pauli product of an operator (13) matters, and a Pauli product determines its logical class.

A Pauli string either commutes or anticommutes with each stabiliser, so a function f(S)f(\mathbf S) can be moved through PtP_t at the price of flipping the arguments by signs. Pushing all fif_i to the right in (13) and acting on Π\Pi, where each stabiliser equals +1+1, turns (13) into a number times ΠRΠ\Pi R\Pi with R=Pt1⋯PtNR=P_{t_1}\cdots P_{t_N}, a Pauli string up to phase. If RR anticommutes with some SsS_s, then ΠRΠ=0\Pi R\Pi=0. Otherwise R∈N(S)R\in N(\mathcal S) and ΠRΠ=R Π=(phase) LRΠ\Pi R\Pi=R\,\Pi=(\text{phase})\,L_R\Pi, where LRL_R is the logical representative of the class [R][R]. The product RR depends on the multiset {ti}\{t_i\} only up to a phase, hence so does its class, and the monomial λt1⋯λtN\lambda_{t_1}\cdots\lambda_{t_N} feeds only aLRa_{L_R}. For single-qubit VV the number of factors needed to build a string in a class is at least the weight of that class. □\square

Proposition 9 gives a lower bound on the degree. Whether the coefficient at exactly that degree is non-zero depends on the code and on the perturbation, because sums over orderings with energy denominators can cancel; it is an assumption in Proposition 11 below. A species whose dynamics is carried by logical qubits has a speed determined by the coefficients aLa_L of its logical Hamiltonian, and Proposition 9 says which microscopic couplings feed which aLa_L.

Corollary 10 (decoupled species). Suppose that the qubits split into two blocks, that S\mathcal S is generated by stabilisers each supported in one block, and that V=V(1)+V(2)V=V^{(1)}+V^{(2)} with the two terms acting on the respective blocks and containing disjoint sets of couplings λ(1),λ(2)\lambda^{(1)},\lambda^{(2)}. Then Heff=Heff(1)(λ(1))+Heff(2)(λ(2))H_{\mathrm{eff}}=H^{(1)}_{\mathrm{eff}}(\lambda^{(1)})+H^{(2)}_{\mathrm{eff}}(\lambda^{(2)}), and the speeds are cα=Fα(λ(α))c_\alpha=F_\alpha(\lambda^{(\alpha)}). If c1=c2c_1=c_2 holds on an open set of couplings, then both F1F_1 and F2F_2 are constant there. A relation between non-constant speeds is a restriction on the couplings, that is a tuning, or follows from a symmetry that maps the couplings of one species onto those of the other.

The splitting holds because H0H_0 and VV are sums of commuting block terms, so the Schrieffer–Wolff unitary is a product of unitaries each acting on its own block, and Π\Pi is the product of the block projectors. An open set contains a product neighbourhood, which gives the statement about constants. The distance dcd_{\mathrm c} enters only through the functions FαF_\alpha.

Proposition 11 (amplification). Let species 1 and 2 be as in Corollary 10, with ϵ\epsilon the ratio of the perturbation to the gap Δ\Delta. Assume that for each species the speed is set by the coefficient aL∗a_{L_*} of one logical operator L∗∉⟨S⟩L_*\notin\langle\mathcal S\rangle, which has a non-zero homogeneous part aL∗(ℓ)a_{L_*}^{(\ell)} of least degree ℓ\ell in the couplings, in the form

cα=κ aL∗(ℓ)(λ(α))(1+ρ(λ(α))),c_\alpha=\kappa\,a^{(\ell)}_{L_*}(\lambda^{(\alpha)})\bigl(1+\rho(\lambda^{(\alpha)})\bigr),

where κ\kappa is the same constant for both species and ρ\rho is a smooth function with ρ=O(ϵ2)\rho=O(\epsilon^{2}) and λ⋅∇ρ=O(ϵ2)\lambda\cdot\nabla\rho=O(\epsilon^{2}). (The function ρ\rho collects the higher-degree parts of aL∗a_{L_*} and the corrections to the speed law. The bound holds, for instance, when aL∗a_{L_*} has no terms of degree ℓ+1\ell+1, which Proposition 9 does not exclude, and the corrections to the speed law are of relative order ϵ2\epsilon^2, with λ\lambda-derivative of the same order, as in (15).) If the couplings of species 2 are those of species 1 multiplied by 1+ζ1+\zeta, then

ln⁡c2c1=ℓ ln⁡(1+ζ)+O(ϵ2ζ),(14)\ln\frac{c_2}{c_1}=\ell\,\ln(1+\zeta)+O(\epsilon^{2}\zeta), \tag{14}

and ℓ≥dc\ell\ge d_{\mathrm c} when VV is a sum of single-qubit terms.

Proof. The leading part aL∗(ℓ)a_{L_*}^{(\ell)} is homogeneous of degree ℓ\ell in the λ\lambda, hence is multiplied by (1+ζ)ℓ(1+\zeta)^{\ell}. Along the ray λ↦(1+ζ′)λ\lambda\mapsto(1+\zeta')\lambda the logarithm ln⁡(1+ρ)\ln(1+\rho) has derivative λ⋅∇ρ/(1+ρ)=O(ϵ2)\lambda\cdot\nabla\rho/(1+\rho)=O(\epsilon^2) with respect to ζ′\zeta', so it changes by O(ϵ2ζ)O(\epsilon^{2}\zeta) between λ\lambda and (1+ζ)λ(1+\zeta)\lambda. The bound ℓ≥dc\ell\ge d_{\mathrm c} is Proposition 9. □\square

So a 1% difference in the physical couplings of the two species produces a difference of about ℓ%\ell\% in their speeds. The distance reduces the absolute size of the logical couplings, here as ϵdc\epsilon^{d_{\mathrm c}}, and does not reduce their ratios.

A repetition-code chain

Each species is a chain of blocks of dc≥3d_{\mathrm c}\ge3 qubits with an intra-block coupling −Δ ZiZi+1-\Delta\,Z_iZ_{i+1} (the stabilisers), a field −h Xi-h\,X_i on every qubit, and a coupling −J ZZ-J\,ZZ between the last qubit of one block and the first qubit of the next. The logical Xˉ=∏Xi\bar X=\prod X_i has weight dcd_{\mathrm c} and is generated at order dcd_{\mathrm c} in hh, so the effective chain is a transverse-field Ising chain on logical qubits with field of order hdc/Δdc−1h^{d_{\mathrm c}}/\Delta^{d_{\mathrm c}-1}. The Jordan–Wigner transform gives a free Majorana chain whose quasiparticle energy is 2ς(k)2\varsigma(k), with ς(k)\varsigma(k) the smallest singular value of the dc×dcd_{\mathrm c}\times d_{\mathrm c} Bloch matrix Y(k)Y(k) with diagonal hh, superdiagonal −Δ-\Delta and corner entry −Jeik-Je^{ik}. The chain is gapless when J=hdc/Δdc−1J=h^{d_{\mathrm c}}/\Delta^{d_{\mathrm c}-1}, which ties JJ to the order-dcd_{\mathrm c} coefficient of Xˉ\bar X, and the speed per unit cell is v=2 dς/dkv=2\,d\varsigma/dk at k=0k=0.

The speed follows in closed form. Put ϵ=h/Δ\epsilon=h/\Delta. At the critical JJ the matrix Y(0)Y(0) has a one-dimensional right null space spanned by ϕj=ϵj−1\phi_j=\epsilon^{j-1} and a one-dimensional left null space spanned by ϕˉj=ϵ1−j\bar\phi_j=\epsilon^{1-j}, j=1,…,dcj=1,\dots,d_{\mathrm c}. First-order perturbation theory of the zero singular value gives ς(k)=∣ϕˉTY′(0)ϕ∣ ∣k∣/(∥ϕˉ∥∥ϕ∥)\varsigma(k)=\lvert\bar\phi^{T}Y'(0)\phi\rvert\,\lvert k\rvert/(\lVert\bar\phi\rVert\lVert\phi\rVert), where Y′(0)Y'(0) has the single non-zero entry −iJ-iJ in the corner. Since Jϕˉdcϕ1=hJ\bar\phi_{d_{\mathrm c}}\phi_1=h and ∥ϕ∥∥ϕˉ∥=ϵ1−dc(1−ϵ2dc)/(1−ϵ2)\lVert\phi\rVert\lVert\bar\phi\rVert=\epsilon^{1-d_{\mathrm c}}(1-\epsilon^{2d_{\mathrm c}})/(1-\epsilon^{2}),

v=2Δ ϵdc 1−ϵ21−ϵ2dc.(15)v=2\Delta\,\epsilon^{d_{\mathrm c}}\,\frac{1-\epsilon^{2}}{1-\epsilon^{2d_{\mathrm c}}}. \tag{15}

This is the speed law of Proposition 11 in the coupling hh, with ℓ=dc\ell=d_{\mathrm c}, JJ fixed by criticality and 1+ρ=(1−ϵ2)/(1−ϵ2dc)1+\rho=(1-\epsilon^{2})/(1-\epsilon^{2d_{\mathrm c}}), and the proof of (14) applies to this one-parameter family. Let species 2 have hh larger by the factor 1+ζ1+\zeta, with JJ re-tuned in both species. Then dln⁡v/dln⁡h=dc−2ϵ2/(1−ϵ2)+2dcϵ2dc/(1−ϵ2dc)d\ln v/d\ln h=d_{\mathrm c}-2\epsilon^{2}/(1-\epsilon^{2})+2d_{\mathrm c}\epsilon^{2d_{\mathrm c}}/(1-\epsilon^{2d_{\mathrm c}}), which is dc−0.20d_{\mathrm c}-0.20 to two digits for ϵ=0.3\epsilon=0.3 and dc≥5d_{\mathrm c}\ge5; the offset from dcd_{\mathrm c} is the O(ϵ2ζ)O(\epsilon^{2}\zeta) term of (14). Hence ln⁡(v2/v1)/ln⁡1.01\ln(v_2/v_1)/\ln1.01 is 4.804.80 for dc=5d_{\mathrm c}=5 and 8.808.80 for dc=9d_{\mathrm c}=9, so a 1% difference in hh becomes a 5% or a 9% difference in speed. If instead hh, Δ\Delta and JJ are all rescaled by 1+ζ1+\zeta, the speed rescales by 1+ζ1+\zeta at every dcd_{\mathrm c}; the factor dcd_{\mathrm c} is absent because the gap, against which the perturbative couplings are measured, scales with them.

A five-qubit code

For the [[5,1,3]][[5,1,3]] code with H0=−Δ∑SsH_0=-\Delta\sum S_s (Δ=1\Delta=1) and V=ϵ∑q,aλq,aσqaV=\epsilon\sum_{q,a}\lambda_{q,a}\sigma^a_q with 15 couplings drawn once from a unit-variance Gaussian, numerical diagonalisation gives a splitting of the two lowest levels of order ϵ3\epsilon^{3} for ϵ\epsilon between 10−310^{-3} and 1.6×10−21.6\times10^{-2}. The coefficient of degree dc=3d_{\mathrm c}=3 is therefore non-zero for that draw and, being a polynomial in the couplings, for generic couplings. This is the non-vanishing hypothesis of Proposition 11 for this code at dc=3d_{\mathrm c}=3. No speed is computed for this code.

The proposition holds order by order in the series, for stabiliser codes with Pauli perturbations, and rests on the assumed speed law. The stability theorem for topologically ordered Hamiltonians [Bravyi–Hastings–Michalakis] protects quantities proportional to the identity on the code space, such as the degeneracy of the ground space. A speed is the ratio of two non-trivial logical couplings, which that theorem does not address. Holographic or approximate codes, non-Pauli perturbations and regimes in which the Schrieffer–Wolff series does not converge are outside the proposition.

6. Where a common limiting speed could survive

A common speed in real time from a group acting absolutely irreducibly on Euclidean momentum space, such as H(4)H(4), would need a linearised diffeomorphism invariance that survives interactions, reflection positivity so that the continuation to real time exists, and no doublers; a Haar average over the frame in Euclidean signature (section 3) falls under the same conditions. Whether a substrate with these properties exists is open. For classical perturbative graviton theories on a Hamiltonian lattice in continuous time, a conserved lattice momentum shows (its Theorem 1) that a conserved lattice momentum with a real-analytic symbol is incompatible with a relativistic low-energy dispersion without three-wave resonances and non-vanishing low-energy graviton scattering. This obstructs exact diffeomorphism invariance there if that invariance supplies the conserved charge.

Whether a boost-free gravity theory has a supersymmetry of the form (4) acting on the graviton is open, and the size of the speed difference after soft breaking is known only through the estimate quoted in section 2.

A frame confined to the gravity sector, with no frame in the matter regulator, can have its transmitted violation suppressed as in [Pospelov–Shang]. The graviton speed cTc_T, in units of the matter speed, is then a free parameter of the gravity sector (Proposition 4), which must lie in the GW170817 window quoted in section 4. A tuned counterterm is the alternative, with one dimension-four coefficient per species and per order of perturbation theory; in the model of Theorem 8 it cancels the coefficient of (10).

Flows towards a common speed are analysed in other settings. Anber and Donoghue [Anber–Donoghue] give examples in which fields with different limiting speeds at high energy acquire a common one at low energy through interactions, with the differences normally vanishing only logarithmically and, in one model, as a power law. Iengo, Russo and Serone [Iengo–Russo–Serone] find in scalar Lifshitz-type models that a logarithmic running leaves Lorentz symmetry unrecovered to experimental accuracy unless the Lorentz-breaking terms are tuned to small values in the ultraviolet. Bednik, Pujolàs and Sibiryakov [Bednik–Pujolàs–Sibiryakov] find deviations suppressed by a power of the ratio of the infrared and ultraviolet scales in strongly coupled holographic examples.

The gauge-structure factor that converts the Yukawa coefficient 1/31/3 into a photon–electron speed difference would settle whether the estimate of section 4 has the right size, and a two-loop calculation would show whether the one-loop coefficient survives. A calculation with regulators that act on all lines in a gauge-invariant way would show whether the independence of the shape of ff extends beyond a regulator on the scalar line.

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