Mixed-Poisson and signed substrates and the four-dimensional d'Alembertian
Status
The Poisson limit on exponential fields, the scaling of the mean under a change of density, its limit on mixed Poisson processes, the Born-reading statement for compactly supported mixing laws, the pair and finite-order results for bounded amplitudes, and the spectral statement under (Q1)-(Q3) are proved. Tables are computed from closed forms. The mean on a Haar-random lattice is open.
Excludes
Positive non-degenerate mixed Poisson processes as carriers of the four-dimensional causal-set d'Alembertian normalised by the mean density, at an element of the process on exponential fields; compactly supported non-positive mixing laws with the normalisation restored and all count probabilities in [0,1]; finite-order perturbations with non-zero type average under (V2); interval-local matrix kernels with (Q1)-(Q3) as sources of a Stieltjes propagator.
Revised
A sprinkling is a random point set in Minkowski space whose causal order is kept, and the Benincasa–Dowker operator is a retarded sum over it whose weights make its mean over a Poisson sprinkling of density ρ tend to the continuum d’Alembertian □ as ρ→∞. What is the mean when the Poisson process is replaced by a mixed Poisson process, whose density ρθ is drawn once from a law with Eθ=1 and is the same everywhere? In four dimensions, with the coefficient of the operator fixed by the mean density, the mean at a point of the process on the test fields eEt tends to C□ with C=E[θ1/2], which is below 1 unless θ is constant (Theorem 3, Corollary 4); in two dimensions C=1 for every law without an atom at zero density, and C=1−m1({0}) otherwise. A signed or complex mixing law can restore C=1 in four dimensions (Example 1), but when its support is compact, requiring every count probability to lie in [0,1] forces the process to be a positive mixture (Proposition 5).
The operator is due to Sorkin in two dimensions [Sorkin 2007] and to Benincasa and Dowker in four [BD]; Dowker and Glaser give it in every dimension [DG], and Aslanbeigi, Saravani and Sorkin derive its action on plane waves and the conditions on the weights for the continuum d’Alembertian to be recovered in the infrared limit [ASS]. Belenchia, Benincasa and Liberati study the non-local field theory it defines [BBL]. Mixed Poisson processes are the Cox processes of point-process theory [Last–Penrose], and the invariant complex point processes used below, together with the classification of those of bounded total variation, are in quantum sprinklings. The new result is the factor C, which follows from an exact scaling of the mean under a change of density (Theorem 2).
Section 5 turns to finite-order perturbations of a Poisson process, which change the correlation functions of at most a fixed number of points. If the large-scale order statistics are required to have non-negative joint variances (the model assumption (V2) of section 5.3), the asymptotic order content of the perturbation must vanish (Proposition 12). Section 6 shows that a matrix-valued mean kernel of interval-local form with the infrared normalisation of □, such as arises when the points of a sprinkling carry matrix algebras (quantum posets, defined there), has no Stieltjes propagator, that is, no positive spectral weight (Theorem 17).
1. The operator, its mean, and where it is evaluated
A causal set is locally finite if every interval I(y,x)={z:y≺z≺x} is finite. A causal set is sprinkled into Minkowski space M=R1,d−1 (signature −+⋯+, □=−∂t2+Δ, d=2 or 4) by taking the points of a point process S and setting y≺x when y is in the causal past of x. The Poisson sprinkling of density ρ has independent Poisson counts of mean ρV(D) in disjoint sets D. A pair y≺x determines a causal diamond of volume V(y,x)=vdτd, with τ the proper time from y to x, v2=1/2 and v4=π/24, and the number N(y,x) of points of S in it is Poisson distributed with mean ρV(y,x) for a Poisson sprinkling. These interval counts are the only data the operator below uses.
For a function φ on the points, the Benincasa–Dowker operator is
with κ2=4, α0=−21, (c0,c1,c2)=(1,−2,1) in two dimensions, and κ4=4/6, α0=−1, (c0,…,c3)=(1,−9,16,−8) in four [BD], [Sorkin 2007], [DG]. The set of elements y≺x with N(y,x)=n is the nth layer of x: the layer n=0 consists of the nearest neighbours of x (links), the layer n=1 of the elements with exactly one point between, and so on. The operator is retarded, Lorentz invariant and non-local: it couples x to elements arbitrarily far from x along the light cone. The layer coefficients are those of [BD], and the overall sign and the factor κd are fixed by requiring Bρ→□ in the signature above. The weights, the factor κ4 and the signature are those of the Remark on the causal-set d’Alembertian in horizon counts and the area law, where the layer is indexed from 1 and not from 0.
For a Poisson process the average of the weights produces the function f(V)=e−V∑ncnVn/n!, whose Mellin transform Mf(s)=∫0∞f(V)Vs−1dV follows from ∫0∞e−VVn+s−1dV=Γ(s)(s)n:
The zeros of (2), at s=21,1,23 and s=1,2, are the conditions on the weights that remove the terms of the mean that would otherwise diverge as ρ→∞ or alter its limit (see the proof of Proposition 1) [ASS]. The function Mf equals −Γ(s) times the polynomial symbol Q of causal-set counts and dimensionless constants, whose layer weights carry the opposite overall sign, and it is the function ψ^ of kernel-scale kinematics of a single realisation for the weights (1,−9,16,−8).
Let x be an element of a sprinkling. For a Poisson process of density λ, conditioning on x∈S leaves the remaining points Poisson of density λ (the Mecke formula [Last–Penrose]). The mean of (1) at x, with the points of density λ and the coefficient set by a reference density ρ, is then
where J−(x) is the causal past. The Benincasa–Dowker theorem is that (3) with λ=ρ tends to □φ(x) as ρ→∞ for suitable fields φ[BD], [DG]. We call this evaluation at an element of the process placement A. It is the physical one, since the operator acts on the elements of the causal set. In placement B the point x is a fixed point of space that is not an element of the process: y runs over the elements in the past of x, the intervals I(y,x) are counted as before, and there is no conditioning. For a Poisson process the intensity of y is λ and the interval count is Poisson, so B has the same mean (3). For a non-Poisson process the pair (x,y) carries a Palm weight (the ratio of pair to single-point correlation functions) only in A, and B serves as a control that separates the effect of the density from the effect of that weight.
2. The Poisson limit on exponential fields
To fix the normalisation, and to have a field class on which every limit below is a computation, we prove the Benincasa–Dowker limit for φE(y)=eE(ty−tx) with E>0, which satisfies □φE=−E2φE. By Lorentz invariance of the sprinkling and of (1) the same holds for e−ξ⋅(y−x) with ξ any future timelike vector and −ξ⋅ξ=E2. For φE the integral in (3) converges absolutely. Write z=x−y, d4z=τ3dτdA with dA the area element on the unit hyperboloid H3, and use ∫H3e−EτcoshχdA=4πK1(Eτ)/(Eτ), in which χ is the rapidity of z on H3 and K1 the modified Bessel function. With V=πτ4/24 this gives
The function Ψ is analytic in Reη>0 because f(ηu4) decays like e−ηu4, and Ψ(η)→0 as η→0 (for small λ, G≈λ∫J+e−Ez0=8πλ/E4). In two dimensions the same computation, with ∫H1e−EτcoshχdA=2K0(Eτ), gives Gλ[φE]=Ψ2(η) with η=λ/(2E2) and Ψ2(η)=4η∫0∞uf(ηu2)K0(u)du.
Proposition 1 (Poisson limit on exponential fields). For η→∞ in any closed sector ∣argη∣≤π/2−δ,
Ψ(η)=1−8πη−1/2+O(η−1ln∣η∣),(5)
uniformly in the sector. Consequently, for λ=ρ real, E[BρφE(x)∣x∈S]→−E2=□φE(x) as ρ→∞. In two dimensions Ψ2(η)=21−8η1+O(η−2lnη) and the limit is again −E2.
For large η the factor f(ηu4) confines the integral to u≲η−1/4, where K1 can be replaced by its small-argument expansion. Each power of u then integrates against f to a value of its Mellin transform, and the zeros in (2) remove every term except two.
with γ Euler’s constant and c a constant. The substitution V=ηu4 gives, for real η>0, ∫0∞uaf(ηu4)du=41η−(a+1)/4Mf(4a+1) and, differentiating in the exponent, ∫0∞ualnuf(ηu4)du=161η−(a+1)/4[M′f(4a+1)−lnηMf(4a+1)]. Both sides are analytic in η, so the identities hold in the right half plane. Applied to the three terms of the expansion multiplied by u2:
the term 1/u gives 41η−1/2Mf(21)=0;
the term in u gives 21⋅161η−1M′f(1), the part containing lnη being proportional to Mf(1)=0; 96η times it is 3M′f(1)=1, because M′f(1)=31 by (2);
the term in u3 gives 161⋅161η−3/2M′f(23), and 96η times it is 83M′f(23)η−1/2=−8πη−1/2, because M′f(23)=−34Γ(23)⋅1⋅21=−3π.
In the sector ∣f(ηu4)∣≤c(1+∣η∣u4)3e−sinδ∣η∣u4, so the remainder contributes at most a constant times ∫u7(1+∣lnu∣)∣f(ηu4)∣du=O(η−2ln∣η∣), and the part of the integral over u>1 is O(e−c′∣η∣). This is (5). With η=πρ/(24E4),
In two dimensions K0(u)=−(ln2u+γ)+4u2(1−γ−ln2u)+O(u4lnu), Mf(1)=Mf(2)=0, M′f(1)=−21 and M′f(2)=21, and the same steps give Ψ2=21−8η1+O(η−2lnη), so that 4ρ(−21+Ψ2)=−ρ/(2η)=−E2 with η=ρ/2E2. □
Quadrature of (4) with E=1 gives the mean at an element in the table below. It approaches −E2=−1 from above, and at ρ=102 in four dimensions it is 11% short of −E2.
ρ
102
104
106
108
d=4
−0.88575
−0.98001
−0.99711
−0.99962
d=2
−0.97625
−0.99953
−0.999993
3. Mixed Poisson substrates
A mixed Poisson process is a point process that is Poisson of random density λ, the same at every point, with λ drawn from a mixing lawm. The mixed Poisson states of quantum sprinklings are of this kind, with a random intensity λ=∣z∣2 (called Λ there). The correlation functions are ρn=∫λndm(λ) and the count generating function is EuN(D)=∫e(u−1)λV(D)dm(λ).
We also admit mixing laws that are not positive: a finite complex measure, or a finite-order distribution with compact support in {Reλ>0}, defines through these formulas a complex point process, a family of complex measures on configurations specified by its correlation functions ρn. Section 4 (Theorem 7) shows that such a process exists whenever ρn obeys a growth bound, which holds for compact support. The pairing of m with a function h analytic near the support is denoted ⟨m,h⟩. We take ⟨m,1⟩=1 and write ρˉ=⟨m,λ⟩ for the mean density.
At placement A the mean of (1) is, by the Palm computation of section 1 applied to the correlation functions ρ2+j=⟨m,λ2+j⟩,
since the pair (x,y) is weighted by ρ2=⟨m,λ2⟩ and divided by ρ1=ρˉ. At placement B it is κdρ2/d[α0φ(x)+⟨m,Gλ[φ](x)⟩]. The coefficient in (1) is set by ρ, which we take equal to the mean density ρˉ: the operator is built knowing only the mean.
3.1 Exact scaling
Theorem 2 (a different density is a dilated field). Let φ be measurable and such that the integral in (3) converges absolutely, for instance bounded with bounded support, or φE. For every ρ,λ>0 and s=(ρ/λ)1/d,
Gλ[φ](x)=Gρ[φs](x),φs(y)=φ(x+s(y−x)).(7)
Consequently the mean of (1) over a Poisson sprinkling of density λ, with coefficient set by ρ, equals the mean over a Poisson sprinkling of density ρ acting on the field φs dilated about x.
Proof. Substitute y=x+s(y′−x) in the integral of (3). Then dy=sddy′ and V(x,y)=sdV(x,y′), because volumes scale with the dth power of lengths. Since λsd=ρ, the integrand becomes ρf(ρV(x,y′))φ(x+s(y′−x))dy′, which is the integrand of Gρ[φs]. □
A Poisson sprinkling of density λ=ρ read with the operator of density ρ therefore sees the field through a rescaling by s. Since □φs=s2(□φ)s, the continuum limit of its mean is (ρ/λ)2/d□φ whenever the Poisson limit holds for φs. For exponential fields this is explicit: Gλ[φE]=Gρ[φsE], which is (4) depending on λ/E4 only.
3.2 The limit and its sign
The operator (1) carries one coefficient ρ2/d, fixed by the mean density. A coefficient read off from the density of the realisation instead would be a non-local functional of the causal set, an average over a large region, and the operator would no longer be a local function of the neighbourhood of x. With a coefficient set from the realised density ρθ, each branch of a mixed Poisson process would give □ by Proposition 1, and the mean would be □. With the coefficient fixed, the ensemble mean is what the next theorem computes.
Theorem 3 (normalisation of the operator on a mixed Poisson process). Let d∈{2,4} and let m1 be a mixing law with ⟨m1,1⟩=⟨m1,θ⟩=1, and for each ρ let mρ be the law of λ=ρθ, so that ρˉ=ρ. Assume either
(M1) m1 is a finite-order distribution with compact support in {Reθ>0} (this includes finite complex combinations of point masses and of their derivatives), or
(M2) m1 is a positive probability measure on [0,∞) of mean 1.
and, if in case (M2) ∫θ−2/ddm1<∞ (which excludes an atom at θ=0),
EB[BρφE(x)]→CB□φE(x),CB=⟨m1,θ−2/d⟩.
Powers of θ are principal branches. For d=2, CA=1 under (M1) and under (M2) when m1({0})=0. The limit contains no other term.
The mean (6) is an average over the mixing law of Poisson means of dilated fields. The term α0φ(x) cancels against the constant in the Poisson limit because ⟨m,λ⟩=ρ, and what remains is the average of θ−2/d weighted by the Palm factor θ.
Proof. Set Σρ(θ)=ρ1/2(Ψ(η)−1) with η=πρθ/(24E4) in four dimensions. By (6), α0=−1 and ρˉ=ρ, and writing λ=ρθ,
because −1=−⟨m1,θ⟩ and −1=−⟨m1,1⟩ respectively. By Proposition 1, Σρ(θ)→Σ∞(θ)=−8π(πθ24E4)1/2=−824E2θ−1/2, locally uniformly on {Reθ>0}: compact subsets lie in a closed sector, and η→∞ in it. The functions Σρ are analytic, so their derivatives of all orders converge locally uniformly as well. Under (M1) the pairing with m1 involves finitely many derivatives on a compact set, so the limit may be taken inside. Under (M2) we use dominated convergence. The function Ψ is continuous on (0,∞), tends to 0 at 0 and satisfies (5) at infinity, so ∣Ψ(η)−1∣≤cmin(1,η−1/2) for η>0 and a constant c, and hence ∣Σρ(θ)∣≤c′θ−1/2 uniformly in ρ≥1: for η≥1 use the decay, and otherwise ρ1/2≤(24E4/πθ)1/2. The dominating function θ⋅θ−1/2=θ1/2 is integrable against m1 since ∫θ1/2dm1≤(∫θdm1)1/2=1, and an atom at θ=0 contributes nothing to EA because θΣρ(θ)=0 there. For placement B the dominating function is θ−1/2. With κ4=4/6, κ4⋅(−824E2)=−E2, which gives CA=⟨m1,θ⋅θ−1/2⟩=⟨m1,θ1/2⟩ and CB=⟨m1,θ−1/2⟩.
In two dimensions the same argument with Ψ2, Σρ(θ)=ρ(Ψ2(ρθ/2E2)−21)→−4θE2 and κ2=4 applies. The bound ∣Ψ2(η)−21∣≤cmin(1,η−1) gives ∣θΣρ(θ)∣≤c′E2 uniformly in ρ, a constant, which is integrable against the probability measure m1. We obtain EA→−E2⟨m1,θ⋅θ−11θ>0⟩=−E2m1((0,∞)), because θΣρ(θ)=0 at θ=0 for every ρ, and EB→−E2⟨m1,θ−1⟩. □
Corollary 4 (positive mixtures are mis-normalised in four dimensions). Under (M2) with d=4 and m1=δ1: CA<1 and, when finite, CB>1. In d=2, CA=1−m1({0})≤1, with CA=1 exactly when m1 has no atom at 0, and CB>1.
Proof. Jensen’s inequality for the strictly concave θ1/2 and the strictly convex θ−1/2 and θ−1, with Eθ=1. When CB is finite there is no atom at 0. For d=2, CA is the mass of m1 on (0,∞). □
The mixed Poisson states of the quantum-sprinkling classification are covered by (M2) with Law(θ)=m1, so their mean operator is E[θ1/2]□<□ unless the intensity is deterministic. For the positive two-atom law with θ=0.25,1.75 and weights 21,21, for example, ⟨θ1/2⟩=0.91144 and ⟨θ−1/2⟩=1.37796.
3.3 Signed mixing laws, and what a Born reading forces
Theorem 3 does not need positivity of m, and for a signed law the condition ⟨m1,θ1/2⟩=1 is a single real equation.
Example 1 (a signed mixing law with the correct normalisation). Take atoms θi=(0.25,1.44,4), so θi=(0.5,1.2,2), and solve ∑qi=∑qiθi=∑qiθi=1. The solution is q=(4/21,25/28,−1/12)=(0.190476,0.892857,−0.083333), with total variation ∑∣qi∣=7/6. One weight is negative, as it must be: by Corollary 4 a positive law with CA=1 is a point mass. By Theorem 3 (case M1) CA=1 in the limit, and CB=⟨θ−1/2⟩=1.08333. The process is a signed combination of three Poisson processes, hence a complex point process of bounded total variation, and by Theorem 10 of quantum sprinklings a combination of classical ergodic processes with complex weights, here of both signs.
The table gives the computed ratio of the exact mean to □φE at finite ρ. For Example 1 the ratio CA is 2% below its limit at ρ=104.
ρ
two-atom law, CA
two-atom law, CB
Example 1, CA
Example 1, CB
104
0.89223
1.33725
0.98011
1.05776
106
0.90863
1.37187
0.99712
1.07957
108
0.91107
1.37715
0.99962
1.08283
limit
0.91144
1.37796
1
1.08333
The weights of Example 1 are not those of a probability measure, and the process has no Born reading. The next statement shows that this holds for every non-Poisson mixed Poisson process with compactly supported mixing law and CA=1.
Proposition 5 (a Born reading forces a positive mixing law). Let m be a complex measure or finite-order distribution with compact support in C and ⟨m,1⟩=1, and let P be the mixed Poisson complex point process with ρn=⟨m,λn⟩. Suppose that Pr(N(D)=k) is a real number in [0,1] for every bounded D and every k≥0. Then there is a positive probability measure m+ on [0,∞) with ⟨m+,λn⟩=⟨m,λn⟩ for all n. Hence P is the classical Cox process with mixing law m+; its correlation functions, and with them the means of the operator, are those of m+. If ρˉ>0, so that (M2) holds after the rescaling θ=λ/ρˉ, then CA≤1 in d=4 with equality if and only if P is Poisson.
Proof. Let Lap(V)=⟨m,e−λV⟩, an entire function of V. The count probabilities are Pr(N(D)=k)=⟨m,e−λV(λV)k⟩/k!=(−V)kLap(k)(V)/k! with V=V(D), and V(D) takes every value in (0,∞). Non-negativity of all of them says (−1)kLap(k)≥0 on (0,∞), that is, Lap is completely monotone. By the Bernstein–Widder theorem [Widder], Lap(V)=∫[0,∞)e−λVdm+(λ) for a positive measure m+ of total mass Lap(0+)=⟨m,1⟩=1. Since Lap is entire, (−1)nLap(n)(0)=⟨m,λn⟩, and (−1)nLap(n)(0+)=∫λndm+ by monotone convergence, so the moments agree. The correlation functions determine the complex point process (Theorem 7), and the mean of the operator at an element is computed from them. The last statement is Corollary 4. □
The mixing “law” of a mixed Poisson process is determined only through its holomorphic moments: adding to m a derivative ∂λˉΦ of any compactly supported distribution Φ changes nothing, since ⟨∂λˉΦ,h⟩=0 for holomorphic h. A signed m is therefore not a measure to which positivity can be assigned directly, and positivity has to be formulated for the counts, as in Proposition 5. The law of Example 1 has Varm(λ)=∑qiθi2−1=−0.47, so it is not the law of a random variable, and its count probabilities are not all non-negative: for example Pr(N=11)=−0.0087 for a region with ρV=2.6.
Weak values give an operational reading of such a process, at a price in post-selection probability. For unit vectors ψi,ψf and an effect X (a positive operator below the identity), the weak value is ⟨ψf,Xψi⟩/⟨ψf,ψi⟩: the value of X in an experiment pre-selected in ψi and kept only when the final measurement finds ψf, which happens with the post-selection probability ∣⟨ψf,ψi⟩∣2. A complex measure PD on count configurations, with total mass 1, phase density ϑ=dPD/d∣PD∣ and total variation ∥PD∥, is the weak value of the multiplication projection-valued measure X on L2(∣PD∣) for ψf=∥PD∥−1/2 and ψi=∥PD∥−1/2ϑ, and this construction has post-selection probability ∥PD∥−2. No representation does better. For a partition (Aj) of the configurations, suppose PD(Aj)=⟨ψf,Xjψi⟩/⟨ψf,ψi⟩ with effects Xj that sum to the identity. Cauchy–Schwarz gives ∑j∣⟨ψf,Xjψi⟩∣≤1, hence ∑j∣PD(Aj)∣≤∣⟨ψf,ψi⟩∣−1, and the supremum over partitions is ∥PD∥≤∣⟨ψf,ψi⟩∣−1. The post-selection probability of any such representation is therefore at most ∥PD∥−2.
For Example 1, ∥PD∥=∑n∣∑iqiPoiλiV(n)∣≤7/6, because given N=n the configuration is uniform in D for every atom. The post-selection probability of the construction is then at least 36/49=0.735 for every region.
For a finite atomic law with a non-real atom the post-selection probability of every representation decays at least like e−2βV, with β defined next. Write qj for the weights and β=maxj(∣λj∣−Reλj)>0, attained by the atom λj at the unit phase uj=∣λj∣/λj, where Re(uj−1)λj=β and every other atom has a strictly smaller real part of (uj−1)λi. Then ∥PD∥≥∣EujN∣ because ∣uj∣=1, and e−βV∣EujN∣→∣qj∣>0 as V→∞, since the other atoms contribute strictly smaller exponents (equality would need λi on the same ray from the origin as λj and the same value of ∣λ∣−Reλ, hence λi=λj). By the bound above, the post-selection probability is at most a constant times e−2βV.
3.4 The Feynman kernel as a distributional mixture
A determinantal complex process with kernel K(x,y)=ρg/(s2/ℓ2−i) for x=y and K(x,x)=ρ, where s2 is the squared interval (positive for timelike separation), has correlation functions ρn=det[K(xi,xj)] that depend only on the invariant intervals. They are bounded by (ρmax(1,g))nnn/2 (Hadamard’s inequality, since every entry has modulus at most ρmax(1,g)), so Theorem 7 gives a Poincaré-invariant complex point process. It has the Feynman-propagator form of two-point amplitude, regularised at the length ℓ.
Proposition 6 (local form). Let ρ→∞ at fixed ℓ and g. On every set of points whose pairwise squared intervals satisfy ∣s2∣≪ℓ2 the correlation functions are those of the distributional mixed Poisson process with
m=δλ0−iρgδλ0′,λ0=ρ(1−ig),(8)
up to corrections of relative order ∣s2∣/ℓ2. For the field φE in four dimensions, (8) has ⟨m1,1⟩=1, ⟨m1,θ⟩=1 and
CA=(1−ig)1/21−ig/2,CBas in Theorem 3.
Proof. On such a set the kernel is K(x,y)=iρg(1+is2/ℓ2)−1≈iρg off the diagonal, and K(x,x)=ρ. The matrix [K(xi,xj)] is then ρ(1−ig)1+iρgJ with J the all-ones matrix, whose determinant is λ0n−1(λ0+iρgn). Thus ρn=λ0n+iρgnλ0n−1. For the distribution (8), ⟨δλ0′,h⟩=−h′(λ0), so ⟨m,λn⟩=λ0n+iρgnλ0n−1, the same. The sum in (1) probes intervals with τ4∼1/ρ, whose points have pairwise ∣s2∣≲τ2, so every separation that enters satisfies ∣s2∣/ℓ2≲(ρℓ4)−1/2→0. Larger intervals are suppressed by the factor e−ρV in the weights. For CA, ⟨m1,θ1/2⟩=(1−ig)1/2+2ig(1−ig)−1/2 gives the formula. □
The formula holds in the limit ρℓ4→∞, and only for separations with ∣s2∣≪ℓ2: the process has correlation functions of every order modified, so the classification of finite-order perturbations in section 5 does not apply to it. For g=1 the formula gives CA=0.9378−0.0666i. Since CA−1 is complex, the mean operator is a complex multiple of □, and no real rescaling of its coefficient restores CA=1. The probability of an empty region of expected count Nˉ=ρV is Pr(N=0)=e−NˉeigNˉ(1−igNˉ), whose imaginary part e−Nˉ(singNˉ−gNˉcosgNˉ) is positive for 0<gNˉ<4.4934 (the first positive root of tanx=x). No Born reading is possible there either.
4. Signed and complex invariant processes
The Janossy density jnD(x1,…,xn) of a point process is the density, with respect to Lebesgue measure on Dn, of the event that D contains exactly the points x1,…,xn; for a positive process n!1∫jnD is the probability that N(D)=n. A complex point process is a consistent family of complex measures PD built from signed Janossy densities. Existence needs only a growth bound on the correlation functions, and the family it describes is the one used in section 5.
Theorem 7 (realisability without positivity). Let ρ0=1 and let ρn, n≥1, be symmetric measurable functions on Mn with ∣ρn∣≤ςnnn/2 for some ς. Then there is a unique simple complex point process {PD} whose Janossy densities are
jnD(x1,…,xn)=l≥0∑l!(−1)l∫Dlρn+l(x,y)dy,
and whose correlation functions are ρn. If the ρn are Poincaré invariant, so is the process.
Proof. The series converges absolutely: ∑l∣D∣lςn+l(n+l)(n+l)/2/l!<∞ because kk/2/k! decays faster than any exponential. With k=n+l and (nk) counting the ways to split, ∑nn!1∫∣jn∣≤∑kk!(ς∣D∣)kkk/2∑n(nk)=∑kk!(2ς∣D∣)kkk/2<∞, so PD has finite total variation. Normalisation: ∑nn!1∫jn=∑kk!1∫ρk∑n(nk)(−1)k−n=ρ0=1, since only k=0 survives. For D⊂D′, restricting the configuration of D′ to D integrates out r points in D′∖D; the coefficient of the terms with r such points is r!1∑j(jr)(−1)j=δr0, which is consistency. The same identity inverts the formula and returns ρn=∑ll!1∫jn+l. The jn determine PD, which gives uniqueness, and invariance of the ρn gives invariance of jnD with D transported. □
Non-positive invariant correlations therefore exist for any invariant correlation functions of moderate growth, for example ρ1=ρ, ρ2=ρ2(1+h(s2)) and ρn=ρn for n≥3 with any bounded h. The obstruction of the classification of quantum sprinklings (boost invariance forcing the one-body density to a constant, and positivity forcing a mixture of coherent amplitudes) has no analogue at the level of correlation functions.
The simplest observable of such a process is the number variance of a causal diamond DT of height T and volume V=πT4/24. Poincaré invariance makes ρ2(x,y)−ρ2 a function χ(s2(x−y)) of the squared interval, and the symmetry of ρ2 makes it independent of which point of the pair is earlier. Assume χ∈L1(R). Let ω be the density of s2 over ordered pairs of the unit diamond D1, defined by ∫∫D12F(s2)dxdy=∫F(σ)ω(σ)dσ.
Proposition 8 (the V3/2 law). The function ω is bounded and continuous at 0 with ω(0)=π2/288=2(π/24)2. For the invariant complex process above,
with V=πT4/24 the geometric volume, so that ω(0)T6=288π2(π24V)3/2≈0.7236V3/2. In particular, for an invariant process with integrable pair amplitude χ and χ∗=0, the variance differs from the Poisson value by a term of order V3/2.
The variance is the integral of the pair amplitude over pairs of points. Pairs at squared interval σ fill a set that, in a diamond of height T, scales as T8ω(σ/T2), and an integrable χ confines σ to a bounded range, so that only ω near 0 matters: the density of null-separated pairs, which grows like T6=V3/2 instead of V2.
Proof. The first equality in (9) is VarN=∫Dρ1+∫∫D2(ρ2−ρ2), and scaling DT=TD1 gives ∫∫DT2χ(s2)=T8∫∫D12χ(T2s2)=T6∫χ(σ)ω(σ/T2)dσ. For fixed x∈D1, write y−x=(Δt,d). For σ>0 the density of s2=Δt2−∣d∣2 is ∑±∫d3d/(2∣d∣2+σ) over the d with x+(±∣d∣2+σ,d)∈D1, which is at most ∫∣d∣<1d3d/∣d∣=2π since D1 has diameter 1. For σ=−ϱ2<0 it is 2π∫dΔtΔt2+ϱ2 over the admissible Δt, at most 4π2. Both expressions are continuous at σ=0 by dominated convergence, because 1/∣d∣ is integrable. Dominated convergence in (9) then gives the limit, with ω(0)=∫D1dx∫dyδ(s2)1D1(y).
To evaluate ω(0), take x=(t,r) in the diamond ∣t∣+∣x∣<21, and a future null ray from x in a direction making cosine c with x. It leaves the diamond at parameter τ+=(Δ+2−r2)/(2(Δ++rc)) with Δ+=21−t, from the condition t+τ+∣x+τn^∣=21; for the past ray the same holds with Δ−=21+t. The measure δ(s2)d4y on the cone is τdτdΩ/2 per sheet, so a sheet contributes ∫dΩτ±2/4=4π(Δ±2−r2) after integrating over c with ∫−11dc(Δ+rc)−2=2/(Δ2−r2). Integrating over D1 with ∫D1=∫dt∫4πr2dr and r<21−∣t∣,
ω(0)=4π∫D1[21+2t2−2r2]d4x=4π⋅72π=288π2.□
The coefficient χ∗ vanishes, for example, for any pair amplitude χ(σ) that extends to a function holomorphic and decaying in the lower half σ-plane, by closing the contour. The Feynman kernel above is of this type: χ(σ)=−ρ2g2/(σ/ℓ2−i)2 has its pole in the upper half plane, and ∫χdσ=−ρ2g2ℓ2∫dw(w−i)−2=0 because the antiderivative −1/(w−i) vanishes at ±∞. For such processes the V3/2 term in (9) is absent, and (9) does not determine the next term.
5. Pair and finite-order amplitudes
The simplest invariant complex process that is not a mixture is the pair family: ρ1=ρ, ρ2(x,y)=ρ2(1+h(x,y)) with h=h(s2/ℓ2) bounded and invariant, and ρn=ρn for n≥3. The finite-order family of order nˉ has ρk=ρk(1+hk) for 2≤k≤nˉ, with hk bounded, symmetric and Poincaré invariant, and ρk=ρk for k>nˉ. We write h+ for the restriction of a pair amplitude to timelike (s2>0) separations.
Proposition 9 (Janossy densities, total variation, Born reading). For the pair family on a bounded region D, with Nˉ=ρ∣D∣:
(a) jn=ρne−Nˉ for n≥3, j2=ρ2(e−Nˉ+h), j1(x)=ρe−Nˉ−ρ2∫Dh(x,y)dy, j0=e−Nˉ+21ρ2∫∫D2h.
(b) With WD=ρ2∫∫D2∣h∣: 21WD−1≤∥PD∥≤1+2WD. For diamonds and h∈L1(R,dw) with w=s2/ℓ2, WD=ρ2ℓ2T6∫∣h(w)∣ω(wℓ2/T2)dw→ω(0)ρ2ℓ2∥h∥1T6, so ∥PD∥≍T6≍V3/2 for every h≡0.
(c) If h≡0, PD is not a positive measure for all large D: no Born reading exists.
Proof. (a) is Theorem 7: only terms with n+l=2 differ from the Poisson ones. (b) For the upper bound, the Poisson parts have total variation 1 and the perturbations contribute at most 21ρ2∫∫∣h∣+ρ2∫∫∣h∣+21ρ2∫∫∣h∣=2WD. For the lower bound, 21∫∫∣j2∣≥21(WD−ρ2∣D∣2e−Nˉ)≥21WD−21, using Nˉ2e−Nˉ≤4e−2<1. The asymptotics follow by dominated convergence as in Proposition 8. (c) Positivity of PD would need j2≥0 almost everywhere, hence h≥−e−Nˉ, and for D large h≥0 almost everywhere. Then j1(x)≥0 needs ρ∫Dh(x,y)dy≤e−Nˉ for almost every x∈D. But ∫Dh(x,y)dy increases with D to ∫Mh>0 while e−Nˉ→0. □
5.1 What the operator sees
Proposition 10 (the operator sees only the timelike pair amplitude). For the pair family and every choice of layer weights (cn) in (1):
(c) If h+=0 almost everywhere, both means equal the Poisson means at every ρ. If c0=0 and h+=0 on a set of positive measure, then at fixed ℓ the placement-A mean does not have a limit as ρ→∞ for all φ∈Cc∞: the extra term is ρ2/d+1 times a ρ-independent functional that is non-zero for some φ and x.
The weights depend on a single interval count, and the only correlation function that enters the Palm weighting and is not Poisson is ρ2 of a pair that is causally related, hence timelike.
Proof. (a) Write Pxy(N=k) for the probability that I(y,x) contains exactly k points, given that x and y are points. The Palm weight of the pair is ρ2Pxy(N=k)=∑j≥kk!(j−k)!(−1)j−k∫Ijρ2+j(x,y,z)dz with I=I(y,x). Only ρ2 is perturbed, which is the term j=k=0, so ρ2Pxy(N=k)=ρ2[PoiNˉyx(k)+hδk0] with Nˉyx=ρV(y,x). Dividing by ρ1=ρ and summing against ck and φ(y) gives the extra term in (a), with h evaluated on the timelike pair y≺x.
(b) Without the point x in the configuration, the weight of y with k points in the interval is ρ1Py(N=k)=∑j≥kk!(j−k)!(−1)j−k∫Ijρ1+j(y,z)dz. Only ρ2, the term j=1, is perturbed; it enters k=0 with the sign −1 and k=1 with the sign +1, each as ρ2∫I(y,x)h(y,z)dz. The pair (y,z) with z∈I(y,x) satisfies y≺z and is timelike. Summing against ck gives (c1−c0) times this integral.
(c) If h+=0 both extra terms vanish. If not, the term in (a) is κdρ2/d+1c0 times Tℓφ(x)=∫J−(x)h+(τ2/ℓ2)φ(y)dy, a retarded Lorentz-invariant functional independent of ρ. A function h+(τ2/ℓ2) that is not zero almost everywhere on J−(0) has a non-zero integral against some φ∈Cc∞ at some x, while the Poisson part of the mean converges. □
A pair amplitude supported on spacelike separations is therefore invisible to the operator, and to every generalised layer kernel whose weights depend on interval counts. Its signature is elsewhere: by the first equality in (9) the number variance contains the term ρ2∫∫D2h, and for an amplitude with ∫hdσ=0 the leading V3/2 term cancels. For nˉ>2 the k-point amplitudes also enter the means through configurations of the form (endpoint, interval points, endpoint); they are not analysed here, so Proposition 10 covers the pair family only.
5.2 Exactly Poisson above nˉ points
Theorem 11 (order pushforward). Let P be a finite-order family of order nˉ. (a) On every bounded D, the signed measure PD and the Poisson measure PoiD coincide on the configurations with more than nˉ points. (b) Let Υ be a function of finite configurations in D with ∣Υ(Y)∣≤cΥa∣Y∣ for some cΥ,a, and put Υ♯(z)=∑Y⊆z(−1)∣z∖Y∣Υ(Y). Then
EPΥ−EPoiΥ=k=2∑nˉk!ρk∫Dkhk(z)Υ♯(z)dz.(12)
If Υ depends only on the causal order of the configuration, Υ♯(z) depends only on the order type of z, and the right side is a finite signed combination of expectations over posets with at most nˉ elements.
Here the order type of a k-point configuration is the isomorphism class of the causal order it induces; for k=2 there are two, the two-element chain (a related pair) and the two-element antichain (an unrelated pair).
Proof. (a) For n>nˉ all ρn+m are Poisson, so jn equals the Poisson Janossy density. (b) Absolute convergence: ∣jn∣≤cρneρ∣D∣ for a constant c, so ∑nn!1∫∣jnΥ∣≤c′∑n(aρ∣D∣)n/n!<∞, which allows rearrangement. Inserting the formula for jn and grouping z=(x,y) by k=n+l,
by the symmetry of ρk and Υ (the binomial counts the choices of the subset Y of size n). Subtracting the same identity for ρk=ρk leaves only k≤nˉ. If Υ depends on the order only, the order on Y⊆z is the restriction of that on z. □
Two consequences are used in section 5.3. For a k-point order type o let Uo be the number of k-subsets of type o. Then Uo♯(z)=1[z has type o] for ∣z∣=k and 0 for ∣z∣=k, so for k≤nˉ
and the normalised statistic uo=Uo/EPoiUo has EPuo=1+ζDo with ζDo=ρkHko(D)/(k!EPoiUo). Second, for p>nˉ let up=(N)p/(ρ∣D∣)p, where (N)p is the falling factorial. The statistics up, up2 and uoup vanish on configurations with fewer than p points, hence have Υ♯(z)=0 for ∣z∣≤nˉ, and their expectations under P and under the Poisson process are identical; in particular EPup=1 exactly.
5.3 Positivity conditions on the order statistics
Consider the scaled regions D=LD0 for a fixed bounded D0 and L→∞, for which ρ∣D∣→∞. The statistic uo is a macroscopic density of order type: the number of k-subsets of type o relative to its Poisson expectation, for example the fraction of pairs that are related. For a Poisson process uo→1. The question is whether a finite-order perturbation can leave a different imprint on these large-scale order statistics, that is, whether ζDo can stay non-zero as L→∞.
For a positive process the densities are random variables, so their variances and covariances are non-negative and their joint law exists. A signed process has no Born reading and no such guarantee. We take the requirement that the densities behave like random variables as a model assumption on the signed process, in three forms of increasing strength, and ask which perturbations survive each. Limits are along the chosen sequence of regions, or along subsequences if they do not exist, and variances are computed formally as E[u2]−(Eu)2.
(V1) Single-variance form. The limiting variance of each uo is non-negative.
(V2) Joint-variance form. For every finite family of the densities (the uo and the up), the limiting covariance matrix is positive semi-definite.
(V3) Moment form. There is a probability measure ϖ on RJ such that EPg(u)→∫gdϖ for every polynomial g of the densities u=(u1,…,uJ).
(V3) implies (V2), by taking g the square of a linear combination of the centred densities, and (V2) implies (V1). The converse of the second implication fails: the example after Proposition 12 satisfies (V1) and not (V2). Whether (V2) implies (V3) is not settled here. A weaker in-law form asks only that EPg(u)→∫gdϖ for bounded continuous g, and needs no moments.
Proposition 12 (two-density witness). Let P be a finite-order family of order nˉ, k≤nˉ, o a k-point order type, p>nˉ, and suppose limsup∣ζDo∣>0 along the scaled regions. Then along those regions
so detCovP(uo,up)=−(ζDo)2+o(1), and for suitable real t the variance VarP(uo+tup) is negative in the limit. Thus (V2), and hence (V3), fails whenever some type average ζo is non-zero in the limit.
By Theorem 11 the perturbation does not affect up, which keeps mean 1 and a variance tending to zero, while uo has its mean shifted by ζ and a bounded variance. For two random variables Cauchy–Schwarz gives ∣Cov(uo,up)∣≤VaruoVarup→0, whereas here the covariance tends to −ζ.
Proof. The means come first. By (13), EPuo=1+ζDo. By the second consequence of Theorem 11, EPup=1, VarPup=VarPoiup and EP[uoup]=EPoi[uoup].
For the Poisson process on LD0 the densities uo and up converge in L2 to 1: the variance of a U-statistic with bounded kernel on ρ∣D∣ points is O((ρ∣D∣)2k−1) against a squared mean of order (ρ∣D∣)2k, the kernel being the indicator of a scale-invariant set of positive measure. Hence VarPoi(up)→0, EPoi[uoup]→1, and CovP(uo,up)=EPoi[uoup]−(1+ζDo)=−ζDo+o(1).
The variance of uo is the step that needs an estimate. Put Υ=Uo2, the number of ordered pairs (S,S′) of k-subsets of type o of the configuration; ∣Υ(Y)∣≤∣Y∣2k, so (12) applies. Each pair contributes 1[S∪S′⊆Y], and the sum defining Υ♯(z) over S∪S′⊆Y⊆z equals 1[z=S∪S′]. Thus Υ♯(z) counts the pairs with S∪S′=z: it vanishes unless k≤∣z∣≤2k and is at most (k∣z∣)2. By (12), EPΥ−EPoiΥ is at most a constant times ∑j≤min(nˉ,2k)(ρ∣D∣)j∥hj∥∞, which is O((ρ∣D∣)2k), and (EPoiUo)2≍(ρ∣D∣)2k. So EPuo2−EPoiuo2 is bounded, EPoiuo2→1, ζDo is bounded because ∣Hko(D)∣≤∥hk∥∞∣D∣k, and therefore VarP(uo)=O(1).
Then det=VaruoVarup−Cov2→−ζ2 along a subsequence with ∣ζDo∣ bounded away from zero. For t=sign(ζ)T, Var(uo+tup)=Varuo+2tCov+t2Varup≤c−2T∣ζ∣+o(1) for a constant c, which is negative for large T when the regions are large. □
Proposition 12 applies to amplitudes that do not decay with separation. For the pair family with h∈L1 in w=s2/ℓ2 and D0 a diamond, ∣H2o(LD0)∣≤∫∫∣h∣=O(L6) by the scaling in Proposition 8, while EPoiUo≍L8, so ζo=O(L−2) and the hypothesis of the proposition is not met. A constant amplitude on an order type, such as h2=ϵ1[spacelike], has ζ=0 at every volume.
That example also separates (V1) from (V2). Take nˉ=2 and h2=ϵ1[spacelike]. The density uA2 of antichain pairs has EPuA2=1+ϵ. By (12) with Υ=UA22, whose Υ♯(z) for ∣z∣=2 is the indicator of an antichain, the second moment shifts by ϵEPoiUA2, which is o((EPoiUA2)2). Hence Var(uA2)→−2ϵ−ϵ2, which is positive for −2<ϵ<0 and negative otherwise. For such ϵ (V1) holds, while (V2) fails because detCov(uA2,u3)→−ϵ2.
5.4 Ergodic components are order-blind, and a lattice outside these classes
Proposition 12 concerns finite-order families. For processes with bounded total variation, the classification on quantum sprinklings reduces everything to positive ergodic processes, whose large-scale order content is that of a Poisson process of the same intensity.
Proposition 13 (order-blindness of ergodic processes). Let Q be a translation-ergodic positive stationary point process on R1,3 with finite intensity λ (it need not be Poisson or Lorentz invariant). For every order type o of k points and every bounded D0 whose boundary has measure zero, almost surely
EPoi(λ)Uo(LD0)Uo(LD0)⟶1(L→∞).
Proof. By the spatial ergodic theorem [Nguyen–Zessin], applied to countably many rational boxes, the rescaled counting measures NL=L−4∑x∈Sδx/L converge vaguely to λLeb almost surely. The causal relation between points is invariant under the rescaling x↦x/L, so Uo(LD0) is, up to terms from coinciding points that are O(L−4) relative, L4kNL⊗k(1o1D0k)/k!. The set {1o=1}∩D0k has a boundary of Lebk-measure zero (it is contained in the set where some pair is null separated, or lies on ∂D0), so by the portmanteau theorem NL⊗k of it converges to λkLebk(⋯), which is the Poisson value since EPoi(λ)Uo(LD0)=λkL4kLebk(1o1D0k)/k!. □
Corollary 14 (bounded total variation: no macroscopic order content). Let P=∫Qαdm(α) be a signed or complex combination, with ∣m∣ finite, of translation-ergodic positive processes Qα of finite intensities λα, and let ρ=∫λαdm>0. Then for every finite family of order types o1,…,oJ (with ki points) and every bounded continuous g on RJ, EPg(uo1,…,uoJ)→∫g((λα/ρ)k1,…,(λα/ρ)kJ)dm(α), where uo=uo(LD0).
This is the form taken by a Poincaré-invariant process of bounded total variation: by Theorem 10 of quantum sprinklings it is a combination of positive ergodic processes, and decomposing further into translation-ergodic components gives the stated form when those components have finite intensity. The corollary follows from Proposition 13, EPoi(λ)Uo/EPoi(ρ)Uo=(λ/ρ)k, bounded convergence under each Qα and dominated convergence against ∣m∣. The limit depends on the type only through the number of points. If the intensities λα of the components are all equal to ρ, every uo tends to 1 in law whatever the signs of m, jointly for any finite family of types.
This last situation is realised by a combination that is not a mixed Poisson process. Let Lρ be the Haar-random affine lattice of density ρ in four dimensions (Proposition 9 of quantum sprinklings), and take ϵ>0.
Proposition 15 (a bounded-variation combination outside the classes above). Pϵ=(1+ϵ)Poi(ρ)−ϵLρ is a Poincaré-invariant complex point process of total variation supD∥PD∥=1+2ϵ. Its densities satisfy uo→1 in law for every order type, so it satisfies the in-law form of the positivity condition. It is not a mixed Poisson process and not a member of any finite-order family, because its third factorial moment measure charges a Lebesgue-null set, and it is not a positive measure.
Proof. Invariance is that of the two components. The ergodic components of Poi(ρ) (itself) and of Lρ (fixed lattices shifted uniformly, which are translation ergodic) all have intensity ρ, so Corollary 14 gives uo→1 in law. Let Ω be a bounded set of positive volume, Ω′ a bounded set containing {2y−x:x,y∈Ω}, R={(x,y,z):z=2y−x}, and Ξ=∑x,y,z=1Ω(x)1Ω(y)1Ω′(z)1R(x,y,z). On the lattice Ξ=N(Ω)(N(Ω)−1), with expectation V(Ω)2 (Proposition 9(b) and (c) of quantum sprinklings, proved as Theorem 1(iii) and (iv) of Lorentz-invariant point sets). On a Poisson process the triples in R form a Lebesgue-null set of M3, so EPoiΞ=0. Hence EPϵΞ=−ϵV(Ω)2=0. For a process with function-valued correlation functions (a mixed Poisson process, or a member of a finite-order family as in Theorem 7) EΞ=∫1Ω1Ω1Ω′1Rρ3=0. Since Ξ≥0 and EPϵΞ<0, Pϵ is not a positive measure. For the total variation, ∥PD∥≤(1+ϵ)+ϵ is the triangle inequality. Conversely let D⊇Ω′ and let A be the set of configurations in D that contain a triple (x,y,2y−x) with x=y in Ω. Then PoiD(A)=0, and A contains every lattice configuration with at least two points in Ω, because an affine lattice that contains x and y contains 2y−x. Replace Ω,Ω′ by LΩ,LΩ′. For each fixed lattice the number of its points in LΩ tends to infinity as L→∞ (Riemann sums), so by dominated convergence Lρ(A)→1. Since PD(A)=−ϵLρ(A) and PD(Ac)=1+ϵLρ(A), ∥PD∥≥1+2ϵLρ(A)→1+2ϵ. □
The moment forms (V1)-(V3) are not shown for Pϵ: the variance of uo involves moments of the lattice counts of order 2k, and the moment formulas available for Siegel transforms of random lattices cover orders up to d−1=3 only. The mean of the operator on Pϵ is (1+ϵ) times the Poisson mean minus ϵ times the mean on the lattice component, by linearity, and the latter is not computed here.
6. Matrix-valued kernels and quantum posets
A quantum poset replaces the points of a poset by matrix algebras and the order by a quantum relation. In the version of Weaver [Weaver 2012] and Kornell, Lindenhovius and Mislove [KLM], restricted to the finite-dimensional case, the algebra is ⨁xMnx acting on ⨁xCnx, and a relation is a family of subspaces Vxy⊂Hom(Cny,Cnx) that contains the identities, is closed under composition and satisfies an antisymmetry condition; Weaver [Weaver 2021] studies the hereditarily antisymmetric case. A sprinkled quantum causal set assigns to each element of a Poisson sprinkling a random matrix size nx≤nmax and to each related pair a relation space. A d’Alembertian on it acts on fields valued in ⨁xMnx, and its mean over the sprinkling and the marks is a matrix-valued, Lorentz-invariant, retarded kernel. The argument below uses nothing about quantum posets beyond three properties of that kernel, stated as hypotheses; whether a given construction of the interval operator satisfies them is a separate verification, and the case of bounded sizes and interval-local link data is discussed on the causal-set d’Alembertian has no positive spectral representation.
Let the mean operator act on Rr-valued fields as (Bˉϕ)(x)=aϕ(x)+∫J−(x)F(V(x,y))ϕ(y)dy in R1,3, with a a real number and F an r×r matrix function of the expected interval count V=ρv4τ4. On an exponential field Bˉ acts as multiplication by the matrix b(E)=a1+F^(E) of Z=E2, where F^(E)=4π∫0∞F(V(τ))τ3K1(Eτ)/(Eτ)dτ by the computation of section 2. Put S(Z)=−b(E)−1, assuming b(E) invertible for E>0. We say S is Stieltjes if S(Z)=R0/Z+C0+∫Π(dμ)/(Z+μ) with R0,C0≥0 and Π a positive-matrix-valued measure with ∫(1+μ)−1trΠ<∞. For a scalar function this says that the Euclidean propagator is a superposition of free propagators with non-negative weights; identifying that with the absence of ghosts for a retarded non-local operator is a convention, discussed on the page just cited.
Lemma 16 (a Stieltjes propagator with a massless pole does not decay fast). Let S be Stieltjes with R0 positive definite and let v=0. Then Rv(Z)=Z⟨v,(S(Z)−C0)v⟩ satisfies Rv(Z)≥⟨v,R0v⟩>0 for all Z>0, and Rv is non-decreasing.
Proof.Rv(Z)=⟨v,R0v⟩+∫Z+μZ⟨v,Π(dμ)v⟩, and Z/(Z+μ) is non-negative and non-decreasing in Z. □
Theorem 17 (interval-local matrix kernels do not give a Stieltjes propagator). Let Bˉ be as above, with the following properties.
(Q1) Interval-locality.F(V)=e−V∑k≥0gkVk/k!, where the matrix gk is the mean weight attached to a related pair with k interior points, and depends only on the data of the points in the closed interval.
(Q2) Boundedness.supk∥gk∥<∞ and ∫∞∥F∥τdτ<∞ (the last holds, for example, if F decays exponentially in V).
(Q3) Infrared normalisation.a<0 and b(E)=−WZ+o(Z) as Z→0 with W positive definite.
Then S=−b−1 is not Stieltjes.
The contact term and the infrared normalisation fix the constant and the residue of S, while the boundedness of the kernel at the apex (V→0) makes S−C0 decay faster than 1/Z, which Lemma 16 forbids.
Proof. We have E2F^(E)=4π∫Fτ[(Eτ)K1(Eτ)]dτ. The function zK1(z) decreases from 1 to 0 on (0,∞), and by (Q1)-(Q2) F is bounded, with F(0)=g0, so dominated convergence gives E2F^(E)→0, that is, F^=o(1/Z) entrywise. No term concentrated on the light cone is present. With a<0, S=−(a+F^)−1 tends to C0:=−a−11≥0 as Z→∞, and S−C0=a−2F^(1+F^/a)−1=o(1/Z). If S were Stieltjes, the residue at Z=0 would be R0=W−1 by (Q3) and S(∞)=C0 would be its constant. Lemma 16 gives Rv(Z)≥⟨v,W−1v⟩>0, whereas Rv(Z)=Z⟨v,(S−C0)v⟩→0. □
For the scalar four-dimensional weights (1), (Q1)-(Q3) hold with a=−κ4ρ1/2 and W=1, so Z[S(Z)−S(∞)]→0 as Z→∞, against the lower bound of Lemma 16. Theorem 11 of the causal-set d’Alembertian has no positive spectral representation gives the same conclusion for matrix kernels bounded by a power of proper time, without the normalisation (Q3), and with the same definition of a Stieltjes function. Theorem 17 is the case of bounded kernels with (Q3), proved here by the residue argument.
The conclusion applies to a decoration by quantum-poset data exactly when the mean kernel of that decoration has the form (Q1)-(Q3). A kernel that depends on a pair (x,y) only through interval-local data and the volume V has the finite value g0 at V=0 and so cannot carry a term νδ(τ2)1t>0 concentrated on the light cone, which would give F^∼ν/Z and is excluded from the argument; the causal-set d’Alembertian has no positive spectral representation treats such terms. The mean over the sprinkling is not the per-realisation operator: if the matrix sizes are random, the sum ∑znz2 over the points of a region is a compound Poisson variable with Var/mean=E[n4]/E[n2], which exceeds 1 as soon as the sizes are not all 1.
7. Open cases: the Haar lattice, Hilbert-space readings and global decorations
On the Haar-random lattice in two dimensions the zeroth moment of the first four layers diverges logarithmically when c0=0 (Proposition 2 of Lorentz-invariant point sets). The four-dimensional mean on this lattice, and with it the mean on Pϵ of Proposition 15, is not computed, and its finiteness is undecided. It is also undecided whether CA=1 can be reached by adding Poisson components to the lattice while the in-law positivity condition is kept.
The weak-value representation of section 3.3 realises a signed mixing law at the post-selection cost computed there. Whether a signed mixing law with CA=1 can instead be realised as a state on a Hilbert space with a positive-operator-valued measure for the counts, in which the counts are not the diagonal observables of the mixing parameter, is undecided.
Proposition 10 is proved for a correlation length ℓ fixed as ρ→∞. If ℓ scales with the discreteness length (ρℓ4 fixed), the extra term in (10) is of order ρ3/2ℓ2∼ρ, which exceeds the O(1) Poisson mean unless the integral of h+ over w=τ2/ℓ2 vanishes; this regime is not analysed.
Decorations that depend on global data, for example a relation angle fixed by the Wightman function of a state built from the whole order, are outside Theorem 17. A term concentrated on the light cone in their mean kernel would give F^∼ν/Z, which the argument of Theorem 17 excludes. Whether such a term arises, and whether the resulting operator has a Stieltjes propagator, is not decided here.
References
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